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Market Abuse is nothing new, but the updated Market Abuse Regulations (MAR) in 2016 significantly raised the bar in terms of the requirements needed to address it and the punishments for compliance fa...
In today financial markets, compliance officers face a haystack of digital information to sift through, for the needles that indicate market abuse or misbehaviour. The question is, how to find those n...
Now that MiFID II is live, how can firms move from a tactical approach to compliance to a more strategic approach to the organisation of record-keeping processes for electronic data communications? Mi...