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4231 Results from /regulation

Barley Laing

Barley Laing UK Managing Director at Melissa

ID Verification is no longer an obstacle to global growth

The global growth of banks and challenger fintechs based in the western world has long been restricted because of issues related to effective identity (ID) verification. The stumbling block has been large parts of the world’s population, particularly in Africa and Asia, lacking verifiable private addresses and internationally recognised IDs. This ...

/regulation /identity Banking Strategy, Digital and Transformation

Adam Lieberman

Adam Lieberman Chief AI Officer at Finastra

Is synthetic data the key to the next data boom in financial services?

Across industries, data is recognised as an organisation’s most valuable asset. From data comes knowledge and new insights that can be used to improve every function of a business, from new and better products and services for customers, to operational efficiencies. As data strategies mature, firms are turning an increasingly expectant eye toward ...

/regulation /startups Artificial Intelligence and Financial Services

Retired Member

Retired Member 

The journey to automated regulatory change: how far have we come, and how much further to go?

Since the 2008 financial crash, financial services have developed their compliance systems at pace. From tools that analyse trades and behavioural anomalies, to those that track and map changing financial regulation – manual, error-prone systems are fast becoming a thing of the past. CUBE’s Elliot Burgess reflects on the journey of automation so f...

/regulation /people RegTech

Amanda Mickleburgh

Amanda Mickleburgh Director Product - Merchant Fraud at ACI Worldwide

Nearing the Deadline: How are stakeholders preparing for the launch of SCA?

One of the most prominent issues keeping stakeholders in the payments industry busy at the moment is Strong Customer Authentication, or SCA, the new European security standard that intends to protect consumers and businesses from fraud by making it more difficult for a fraudster to make payments from their accounts. After several delays SCA is due...

/payments /regulation The future of Payments in Europe

Vladimir Ershov

Vladimir Ershov Head of Data Science & Machine Learning at Clausematch

Regulation 2.0 : The AI technology revolution is here and now

How do we reimagine the regulatory framework? In an increasingly interconnected world financial services are rapidly blurring boundaries. They need to constantly keep track of changing regulatory obligations in different jurisdictions, fragmented and differing rules written in different languages and using different taxonomy. One specific area of ...

/regulation /markets RegTech

Retired Member

Retired Member 

With fraud on the rise in the insurance industry, KYC comes to the rescue

Fraud and financial crimes perpetrated against insurers are on the rise. Although the banking industry remains the primary route for money laundering, stricter regulations and improved AML controls within that sector have driven criminals to other channels that may be more vulnerable to money laundering activities. Insurance providers, often less ...

/regulation /crime Digital Insurance Trends

Matt Neill

Matt Neill Managing Director at Beyond

7 steps to planning client onboarding and CLM change

2021 will be a challenging but critical year for financial organisations wanting to deliver change within client onboarding and client lifecycle management (CLM). Covid and the fear of a global recession have dramatically increased the need for digital transformation, automation and streamlined processes, and there is no doubt that banks have to r...

/regulation /wholesale Operational Risk Management

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

Getting licensed - A business in itself

With regulators worldwide becoming more and more demanding and processes to get licensed becoming more and more costly and complex, obtaining a license from a regulatory authority has become a full business in its own. Not only are there (lawyer) firms (such as FLA = Financial Licensing Advisors, Simont Braun, Four & Five…​) specialized in comp...

/regulation Banking Regulations

Anna Monteiro

Anna Monteiro Global Head of Business and Product Development at www.solutions-atlantic.com

SEC 13F THRESHOLD PROPOSAL MAY BE DOWN BUT NOT YET DEAD

On 10 July 2020, the SEC released for comment a proposed rule that would change the reporting threshold for Form 13F from $100 million to $3.5 billion for institutional investment managers. The SEC thought it was a good time to increase the threshold which was established 45 years ago to reflect the change in size and structure of the U.S. equitie...

/regulation /markets Financial Services Regulation

Retired Member

Retired Member 

Reducing staff turnover is key to improving customer service

Almost every sector in the UK has faced unprecedented disruption in 2020 and the finance sector is no different. In particular, businesses operating in this industry have had to overcome a series of obstacles to ensure they can still deliver when it comes to customer service. Contact centre staff have been forced to work remotely and agents have h...

/regulation /people

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