Anna Monteiro

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Global Head of Business and Product Development

www.solutions-atlantic.com

Member since

18 Mar 2014

Location

Boston

Bio

Providing business and product development support to Solutions Atlantic a market leader in providing global shareholding disclosure automation. Its Regulatory Reporting System has been at the forefront of global shareholding disclosure obligations and currently supports a client base having over 10 trillion in aggregated assets under management. With regulatory rules for over 100 jurisdictions, RRS leads the way in complete workflow automation including; monitoring, alerting, and generating submission-ready disclosures reports.

Latest opinions

SEC Adopts Short Selling Reporting Rule 13f-2

In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires the Commission to prescribe rules to make certain short sale related data publicly available. Until now,...

17 October 2023 Financial Services Regulation

Stepping Closer to a SEC Decision on 13D/G

On 22 June, the SEC’s Investor Advisory Committee (IAC) held a public meeting (13D/G ~3:09 mark) which included a discussion on the proposed amendments to the 13D/G filings. We’re all familiar with these regulations and the proposed amendments which were presented in 2022 so I will not bore you with those details. Having only one abstention vote (...

11 July 2023 Financial Services Regulation

Know Before You Go...Investing in Japan

By all reports, investment money is flowing into Japan. With the Nikkei up over 30% this year, it appears that Japan is on the other side of its “lost decade”. The Nikkei has not been this high since the 1990’s. So, what’s driving this renewed interest in the 3rd largest economy (based on nominal GDP) in the world? For starters, Japan is showing s...

27 June 2023 RegTech

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Latest comments

Could Norway’s Tight Substantial Shareholding Disclosure Window Cost It Investment

While the technology is indeed available, there are several reasons why this is still a burden for many firms: they don’t have the technology (an OMS solution is not enough), they don’t have the manpower, they don’t have regulatory intelligence to know what is required, and/or their information is not in a central repository which makes aggregating the data more time consuming. For most firms, it is a combination of these.

17 Feb 2022 21:55 Read comment

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