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4230 Results from /regulation

Prakash Pattni

Prakash Pattni MD, Financial Services Digital Transformation at IBM Cloud

Banks Need A Tailored Approach to Modernising – Not ‘Rip and Replace’

Increase Agility and Drive Transformation by Modernising with a Hybrid Cloud Approach By Prakash Pattni, Managing Director, IBM Cloud for Financial Services at IBM First came the ATM, opening up 24-7 access to cash for bank customers. Then, the introduction of mobile banking more than a decade ago allowed customers even faster access to money whene...

/regulation /cloud Banking Strategy, Digital and Transformation

Steven Rackham

Steven Rackham CTO for Financial Services at NetApp

Seizing the AI opportunity in the FS sector by maximising your data

People and businesses around the world create a staggering 1,145 trillion megabytes of data per day. Data is transforming all our lives, from accelerating the diagnosis of diseases to optimising retail pricing. Data fuels AI technologies and AI can only be as good as the information which it harnesses. According to PwC, AI has the potential to co...

/regulation /cloud Banking Strategy, Digital and Transformation

Retired Member

Retired Member 

Investing in compliance technology no matter the size of your business

Good companies continuously ask themselves: what are we doing now to prepare for the future? When it comes to regulatory technology (RegTech), and specifically compliance technology, the temptation to brush off this task with rationale related to cost, necessity, or implementation effort could come at a big price, more resources required, time sp...

/regulation /sustainable

Barley Laing

Barley Laing UK Managing Director at Melissa

Data quality is key for effective ID verification

The cost of living crisis, combined with an increase in digitalisation of services and remote working at a time of great volatility in the world, has created new motives and justification for fraud to flourish. In fact, the current turmoil has fed into the three elements of the fraud triangle: motivation, opportunity and rationalisation. As a resu...

/regulation /identity Digital Identity Management

Retired Member

Retired Member 

Cryptocurrency Tax Evasion: Separating Fact from Fiction

It’s one of the common attacks you’ll hear on cryptocurrency: the technology is designed for tax evasion and nothing else. While the cryptocurrency ecosystem has added millions of new investors in recent years, the space still faces the same tired attacks. In August 2021, the Nobel Prize-winning economist Paul Krugman claimed that ‘…tax evasion an...

/regulation /crypto Cryptocurrency Insights

Stephane Rio

Stephane Rio CEO at Opensee

Risk data journey: from challenges to opportunities

Regulatory reporting requirements and time-sensitive business data demands are forcing financial institutions to confront the challenges of defining their global data journey strategy. At stake is constant access to aggregate or run impact simulations on heterogeneous sets of data that get larger every day. Institutions face demands from regulator...

/regulation /markets Capital Markets Technology

Anna Monteiro

Anna Monteiro Global Head of Business and Product Development at www.solutions-atlantic.com

Foreign Direct Investment Q3 Snapshot

Following up on my 2nd quarter foreign direct investment review, we’ll pick it up in Ireland which set out a new FDI screening rule similar to that of the UK. The Screening of Third Country Transactions Bill 2022 should be enacted before end of year and will require notification of transactions in issuers with activities affecting security or publ...

/regulation /markets Financial Services Regulation

Pascal Aerens

Pascal Aerens CPO at Neterium

Sanctions and the friction reduction paradox

Last week, the banking community gathered in person again for SIBOS, the largest global financial services networking event organised by SWIFT. Many sessions focused on reducing friction in payments. Today’s complex geopolitical landscape meant that sanctions – a major source of friction – were top of mind for many in attendance. As the financial ...

/regulation /crime Financial Services Regulation

Nick Green

Nick Green Director at Purple Patch Broking Ltd

Case study: Why fintechs are turning to data benchmarking to cut costs

During economic uncertainty, fintechs and all other credit providers face a very different landscape. The real risk of global and national recessions means that net interest margins are wafer-thin. Business as usual (BAU) costs are unusually high. Ultimately thriving in an uncertain environment with shrinking margins, increasing competition, and d...

/regulation /retail Fintech

Kiran Komma

Kiran Komma Senior Domain Consultant at Tata Consutlancy Services

SEC’ securities lending regulation – Proposed rules and implications

Securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an opaque securities lending market and limited availability of securities lending data publicly are big concerns to the regulators. In alignment with D...

/regulation /wholesale

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