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4242 Results from /regulation

Anton Roe

Anton Roe CEO at MHR

Driving UK growth in 2025: Big steps to stimulate business productivity

In 2025 the UK economy is expected to grow modestly with GDP predicted to rise by 1.5%. While this marks an improvement from recent years, the UK continues to lag other major global economies such as the US and Germany. External factors and macroeconomic conditions have affected productivity and investment, contributing to this slowdown in growth...

/regulation /predictions

Retired Member

Retired Member 

Understanding ISO 27001: The Backbone of Information Security Management

In today's digital landscape, where data breaches and cyber threats are increasingly prevalent, ensuring the security of sensitive information is more important than ever. ISO 27001, the global standard for information security management systems (ISMS), provides a comprehensive framework for protecting information assets from a wide range of threa...

/security /regulation

Nick Green

Nick Green Director at Purple Patch Broking Ltd

When's the best time to renegotiate your credit bureau contract?

When is the best time to renegotiate a credit bureau contract? With costs, data quality, and your organisation's changing needs on the line, the timing of renegotiation can make all the difference in maximising contract value and ensuring your contract stays aligned with your business goals. Acting too late can leave you stuck overpaying or ope

/regulation /retail Banking

Steve Morgan

Steve Morgan Banking Industry Market Lead at Pegasystems

How regulators are responding to AI impact on financial services

Regulators around the world are taking various approaches to address the challenges and opportunities presented by AI in financial services. It is very much still an evolving landscape, with specific requirements already different across regions. It is certainly a space to watch, and I believe that regulations are needed as much on AI as they are ...

/payments /regulation Banking Regulations

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

Fintech on the Move: Payments, AI, and Regulation at DFS 2024

Last Friday, I had the opportunity to attend the Digital Finance Summit in Brussels, an annual fintech conference organized by Fintech Belgium. It was a packed day of networking, reconnecting with old acquaintances, and attending insightful keynotes and thought-provoking debates. Clearly, the Belgian fintech scene remains vibrant, delivering exci

/regulation /people Banking Strategy, Digital and Transformation

Mike Dekock

Mike Dekock Founder and CEO at MJD Advisors

Thoughtful Risk Assessments: Empowering Innovation and Security

It’s easy to understand how an annual risk assessment can feel like a mundane administrative burden, especially in the fast-paced financial services sector. In an industry where the stakes are high, the pace relentless, and customer trust paramount, it’s tempting to reduce this essential exercise to checking a box. The idea of formally evaluating ...

/ai /regulation Artificial Intelligence

Paul Chambers

Paul Chambers Product Manager at Xceptor

The path to T plus 1: Why automation is crucial for the UK’s transition to faster settlement

The UK Accelerated Settlement Taskforce’s recent recommendations could mark a fundamental shift for the UK financial markets. By drawing on lessons from North America's T+1 implementation, the taskforce has highlighted that inadequate automation could lead to increased manual workflows and exception handling, creating unnecessary operational s...

/regulation /markets Capital Market Technology

Rajeev Verma

Rajeev Verma Consultant at Tata Consultancy Services Ltd

Generative AI in Banking and Financial Services: Revolutionizing Regulatory and Legal Analysis

Introduction The financial services industry stands at the cusp of a transformative era with Generative Artificial Intelligence (Gen AI) emerging as a powerful tool to revolutionize operational efficiency, compliance, and strategic decision-making. As a critical sector governed by complex regulatory frameworks, the Banking, Financial Services, a...

/ai /regulation Artificial Intelligence and Financial Services

Retired Member

Retired Member 

DORA Regulation: Mandatory ICT Risk Reporting for European Financial Institutions

On November 29, 2024, the European Commission introduced the Commission Implementing Regulation (EU) 2024/2956, laying down detailed technical standards for the application of Regulation (EU) 2022/2554, known as the Digital Operational Resilience Act (DORA). This update, which will officially come into force 20 days after its publication in the Off...

/regulation /retail Financial Services Regulation

Francesco Fulcoli

Francesco Fulcoli Chief Compliance and Risk Officer at Flagstone

Enhancements to the FCA's Financial Crime Guide: PS24/17 Updates

The 29th of November 2024, the Financial Conduct Authority (FCA) published Policy Statement PS24/17, which introduced significant updates to its Financial Crime Guide (FCG). These revisions followed a consultation period launched in April 2024 (CP24/9) and were driven by the FCA’s ongoing commitment to ensuring that firms possess robust systems...

/regulation /crime Fintech

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