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4238 Results from /regulation

Simon Luke

Simon Luke UK Country Manager at First AML

Regulating Russia: why money laundering is the new global epidemic

Superyachts seized, banks sanctioned, and assets frozen. The Ukrainian conflict has shone a light on a problem bubbling under the surface for many years: Russian money laundering. The wealth of Russian oligarchs is nothing new. London even has a 'Red Square' of real estate primarily owned by Russian billionaires. However, as each new sanction is i...

/regulation /crime Law and Finance

Mike Castiglione

Mike Castiglione Director of Regulatory Affairs, Digital Assets at Eventus

Heading into Crypto Policy Summer

Market downturns are typically times when lawmakers and regulators focus their attention on novel or opaque financial instruments. Recent turbulence in crypto markets following a period of spectacular growth is putting digital assets under the spotlight amid renewed calls for tighter regulation. As many insiders warned, an algorithmic stablecoin, ...

/regulation /crypto Cryptocurrency Insights

Rodrigo Zepeda

Rodrigo Zepeda CEO at Storm-7 Consulting Limited

London Metal Exchange (LME) sued by Elliott Management - A Commentary - PART I

By Rodrigo Zepeda, CEO, Storm-7 Consulting Limited [Part I of a four part blog series] It has been recently reported that the London Metal Exchange (LME) is being sued by affiliates of the New York hedge fund 'Elliott Management' for $456 million (£363 million), because of the LME's decision to suspend trading in nickel contracts and to cancel n...

/regulation /markets Law and Finance

Rodrigo Zepeda

Rodrigo Zepeda CEO at Storm-7 Consulting Limited

Metro Bank sued over ‘magic money machines’ - Legal Commentary in the UK

By Rodrigo Zepeda, CEO, Storm-7 Consulting Limited It has very recently been reported that the United States (US) software company ‘Arkeyo, LLC’ (Arkeyo), has commenced legal proceedings in the English High Court against Metro Bank PLC (Metro), alleging claims that Metro had leaked trade secrets for its ‘magic money machines’. Full details of the...

/regulation /retail Law and Finance

Gabriel Hopkins

Gabriel Hopkins Chief Product Officer at Ripjar

Opportunities for UK Challenger Banks to address AML Compliance

With their innovative products and services challenger banks have revolutionised the banking sector. They offer greater flexibility and choice to consumers, something that their legacy competitors are currently unable to match. Research shows that the value of the neo and challenger bank market will continue to grow rapidly, reaching an estimated ...

/regulation /crime RegTech

Mete Feridun

Mete Feridun Chair at EMU Centre for Financial Regulation and Risk

EU Sustainable Finance Framework: What does it mean for banks?

The European Commission's (EC) Action Plan on sustainable finance is a major policy objective by the European Union (EU) to promote sustainable investment. As per the plan, banks are expected to finance sustainable economic activities to trasition to a carbon neutral economy. The plan was introduced in March 2018 in response to the Paris Agreemen...

/regulation /sustainable Banking Regulations

Retired Member

Retired Member 

Women in Compliance: How to tackle crypto regulations, with Shelley Schachter-Cahm

Last week, I've posted here about our conversation with Stephanie Feldt, Chief Compliance Officer & General Counsel at Trading.com. Today, I’ll share insights provided by Shelley Schachter-Cahm, Chief Compliance Officer at CEX.io. She has a vast experience in Financial Services compliance, ranging from banking to payments, and now crypto. Th...

/regulation /crypto Cryptocurrency Insights

Nir Laznik

Nir Laznik Co-Founder & CEO at Sedric.ai

Playing by the Rules: Fintechs Use AI for Marketing Compliance

Anyone who follows professional sports could spot one of the most dominant players in the league - stock trading and investing apps. Seeing the biggest sports stages in the world flooded by fintech ads is another indicator of the billions of advertising dollars being spent by companies in the space. As the market for innovative personal finance ap...

/regulation /startups Marketing in Financial Services

Den Burykin

Den Burykin Managing Director at Fastlane Solutions

Much risk, little urgency for Australia's payments infrastructure

The Australian banking industry is displaying a worrying lack of urgency when it comes to plugging the strategic holes in our payments infrastructure after the floods in NSW and Queensland. Global threats to our payments system are numerous and growing. The consequences are too great to delay fixing these problems in the hope that it won’t happen t...

/payments /regulation Payments strategies 2015-2020-2030

Adam Lieberman

Adam Lieberman Chief AI Officer at Finastra

Fairness and freedom: The value of machine unlearning in financial services

Today, businesses rely on predictive models for a multitude of reasons. At the very least, they enable novel insights that can streamline internal processes; at the most, they are essential drivers of growth and critical to business operations. Therefore, it is no surprise that data scientists spend a lot of time building these models. To keep mod...

/regulation /predictions Artificial Intelligence and Financial Services

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