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4230 Results from /regulation

John Bertrand

John Bertrand MD at Tec 8 Limited

Justice for APP Fraud scams

Who should be liable for the monies being scammed out of bank accounts using faster payments? (Authorised Push Payment Fraud: APP Fraud) v Money scammed from bank accounts 2018 to 2021: £1,840 million v Money reimbursed to bank clients from 2018 to 2021: £ 660 million v Money lost to scammers: £1,180 million who reported the scam v Estim...

/payments /regulation Banking Strategy, Digital and Transformation

Claus Christensen

Claus Christensen CEO at Know Your Customer

How RegTech Powers SME Financial Inclusion in Southeast Asia

It is no exaggeration that SMEs are the backbone of the economy. According to the World Bank, SMEs represent about 90% of businesses and over 50% of employment worldwide. In Southeast Asia specifically, SMEs account for up to 99% of all companies. However, many small and micro businesses still struggle to access the financial products that cou...

/regulation /inclusion Financial Inclusion

Retired Member

Retired Member 

RBI Regulatory Sandbox is Shaping the Future of Indian Banking

Recently, there was a lot of buzz around how the RBI has found four viable products for cross-border payments under its regulatory sandbox. Many of our readers and colleagues didn’t know/hadn’t heard of ‘Regulatory Sandbox. In this blog, we deconstruct what a regulatory sandbox is and how it shapes the disruption in the traditional financial secto...

/payments /regulation Banking Regulations

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

The SEC's New Marketing Rule: How to Stay Compliant and Avoid Big Fines

The U.S. Securities and Exchange Commission’s (SEC’s) Marketing Rule was approved in December 2020 and came into effect on May 4, 2021. From that point, Registered Investment Advisers (RIAs) have had an 18-month transition period — until November 4, 2022— to fully adhere to its updated regulations. This article will delve into how and why it has ...

/regulation Financial Services Regulation

Dmitrii Barbasura

Dmitrii Barbasura Chief Operating Officer at Fintech Galaxy

Open Banking challenges in MENA region: Measuring success.

Open Banking is steadily penetrating most of the world’s regions and MENA is no exception. With the majority of the region’s population being young and demonstrating one of the highest rates of smartphone usage globally, saying that this region is more than ready to fully welcome Open Banking sounds like an understatement. The last couple of year...

/regulation /markets Online Banking

Retired Member

Retired Member 

7 reasons why you shouldn't cut RegTech investment in an economic downturn

With an announced crisis on the horizon, why are companies investing in RegTech? Cost-of-living crisis, uncertainty in the Fintech and Crypto spaces, ongoing war, political instability. These current buzzwords are nothing short of scary. They were certainly not what we were hoping for after the COVID-19 hurricane took us by surprise and soared the...

/regulation /predictions Banking Strategy, Digital and Transformation

Mete Feridun

Mete Feridun Chair at EMU Centre for Financial Regulation and Risk

What do EBA’s final SREP guidelines and RTS mean for investment firms?

The European Banking Authority’s (EBA) final regulatory products with respect to the Investment Firms Directive (IFD) published on 21 July 2022 are expected to harmonise the supervisory practices regarding the supervisory review and evaluation process (SREP) of investment firms. The new regime spans a broad range of prudential areas ranging from c...

/regulation Financial Services Regulation

Barley Laing

Barley Laing UK Managing Director at Melissa

Five steps for effective sanctions screening

The war in Ukraine has triggered a proliferation in sanctions against leading politicians, businesspeople and entities in both Russia and Belarus. It has left many in financial services struggling to keep up with the large number of sanctions announced by the territories they operate in, which they are legally required to adhere to. Failing to prop...

/regulation /identity Digital Identity Management

Bo Harald

Bo Harald Chairman/Founding member, board member at Trust Infra for Real Time Economy Prgrm & MyData,

Banks have it all - reposted

Blog nbr 400. The benefits of moving faster to a Data-driven Economy are clear. The mission in short: better service, mega-shift in productivity, sustainability through less waste and CO2, fact-based decisions, true single European market, global transparency and the end of grey economy. Without banks taking more responsibility and politicians r...

/payments /regulation Innovation in Financial Services

Katie Hunter

Katie Hunter Senior Marketing Manager at Aveni

5 technologies to help firms comply with Consumer Duty

The Consumer Duty final guidance comes with big requirements for evidence. Firms will need to deploy advanced data-driven technology solutions to meet the regulator’s data-focused demands, ultimately adapting their approach and processes in order to comply. As well as regulatory compliance, applying the right technology has the additional benefit ...

/regulation RegTech

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