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4229 Results from /regulation

Iain Swaine

Iain Swaine Director EMEA, Global Advisory at BioCatch

A new era of consumer protection: the proposed regulation that has UK banks on alert

Iain Swaine, Global Advisory Director EMEA, BioCatch and Katie McKenzie, Engagement Manager EMEA, BioCatch The financial industry is preparing itself for a surge in Authorised Push Payment (APP) scam reimbursements. Why? Because the statistics speak for themselves. In the UK alone, APP scams cost consumers close to £250 million in the first half of...

/regulation /crime Artificial Intelligence and Financial Services

Ray Connolly

Ray Connolly Sales Director at Regtick

Elevate your impact with ESG: Better for business, better for the world

As the world becomes increasingly aware of the importance of environmental, social, and governance (ESG) issues, it is clear that ESG is no longer just a buzzword or a passing trend. Instead, it is a fundamental aspect of modern business and a key driver of long-term value creation. One of the key reasons for the growing importance of ESG is the ...

/regulation /sustainable Sustainable compliance

Stan Cowan

Stan Cowan 

2024 Beneficial Ownership Rules Explained: How FIs Can Stay Compliant and Avoid Penalties

Having a strong KYC and KYB program is vital for FIs to fight fraud and risk. And now, this is becoming less of an option. In an effort to combat financial crimes such as money laundering and terrorist financing, new beneficial ownership rules have been implemented for deposit accounts at financial institutions (FIs). These rules require FIs to id...

/regulation /identity RegTech

Pavel Melnichenko

Pavel Melnichenko CTO at AIROME Technologies

FIDO2 for financial sector: Pros AND Cons

How simple is it in reality? FIDO2 is a remarkable project that has been driven by IT industry giants all over the world for several years now. Describing what exactly the project is in a concise manner is rather difficult since the FIDO Alliance (the organisation that is developing and promoting the project) is seeking to encompass lots of possib...

/regulation /identity Banking Strategy, Digital and Transformation

Marc Smith

Marc Smith Founder and CTO at Conpend

Optimising trade finance: shifting the sanctions-checking burden to technology could be the solution

Navigating complex, overlapping sanctions is placing renewed pressure on banks’ compliance operations and putting the trade finance industry to the test – again. Marc Smith, founder and CTO at Conpend, shares frontline insights on the current sanctions environment, the impact on trade finance, and the innovative digital solutions that are taking o...

/regulation /crime Artificial Intelligence and Financial Services

Retired Member

Retired Member 

GRC Outlook: Q1 2023 - a look back at all the key UK regulatory updates

Introduction We bid farewell to 2022 with a Christmas present from the Chancellor where he announced and reinforced a spate of new and on-going initiatives for the financial services sector. Continuing with the momentum, the first quarter of the 2023 has been buzzing with regulatory updates around Conduct, Digital Payments, Re-alignment of EU re...

/regulation /markets Banking Regulations

Jason Grasso

Jason Grasso Customer Risk Business Unit Leader at Pega

ChatGPT and Other Types of Generative AI Will Help Automate Your Financial Crimes Case Management Pr

In banking and technology, ChatGPT and other types of generative AI is on most people’s mind. In talking with clients they are starting to explore how generative AI can be leveraged to enhance their financial crimes prevention processes. Given that executives are under pressure to reduce costs while managing risk a very logical question to finan...

/regulation /crime Banking

Retired Member

Retired Member 

Bricking it - the truth about Consumer Duty and wealth management

In the middle of the great financial crisis I remember listening to Bill Mott, one of the leading fund managers at the time, discussing the challenging task central banks had ahead of them. He called it the “biggest financial experiment in history” and related the challenge to pulling a brick with a piece of elastic. There is some effort required...

/regulation /wealth Banking Strategy, Digital and Transformation

Retired Member

Retired Member 

Into the Matrix - AI to rescue banks?

AI is skyrocketing (again) while the panic is all around in the Financial Services Industry God knows what the next economic storm is going to be; along with the rise of digital banking, and the increasing complexity of financial transactions, the banks are struggling to keep up with the pace so it won’t go belly up. The question in thought lea

/regulation /predictions Analytics in Banking

Steve Morgan

Steve Morgan Banking Industry Market Lead at Pegasystems

Are CBDCs the future of money and the end of banking as we know it?

In recent years, the world has witnessed a significant shift in the way payments are made. With the rise of digital transactions, more and more countries are exploring the possibility of introducing their own Central Bank Digital Currency (CBDC) and the UK is no exception. First, let's define what a CBDC is. Simply put, it's a digital form of a co...

/payments /regulation Digital Banking

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