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4226 Results from /regulation

Dmitri Gmyza

Dmitri Gmyza Co-Founder at Ultra Stellar

Understanding Smart Contracts: a practical guide

There have been a lot of inventions over the course of history that revolutionised the way people handle their business processes. From clay tablets in Mesopotamia as early as 9000 BCE to paper in China at about 100 CE all the way to computers in the second half of the 20th century. What is the next thing that would make us rethink our ways and ra...

/regulation Law and Finance

Nick Green

Nick Green Director at Purple Patch Broking Ltd

Financial crime prevention: Credit provider's cutting-edge approaches

Credit providers understand the critical challenge with the rise of complex financial crimes, from cyber theft to money laundering. Criminals are using advanced technologies—the same ones that make digital banking possible—to break through security defences. In response, credit providers are forced to constantly modernise their approach to crime pr...

/regulation /retail Banking

Chris Brown

Chris Brown CEO and Executive Coach at New Cyber Executive

What Fund Management Boards Need to Know about Cybersecurity

Fund management executives and board directors play a crucial role in helping asset management firms navigate cybersecurity. As the financial, operational and reputational costs of cyber risk continue to mount, successful collaboration between fund management executives, cybersecurity executives and the board is essential for effective oversight o...

/security /regulation Information Security

Richard White

Richard White Head of Trade Finance at Commercial Banking Applications (CBA)

What benefits could ISO 20022 bring to trade finance?

A continued push for digitisation, transparency and automation in trade finance prompts the question about the impact a migration of Swift messaging from MT to an ISO 20022 standard (MX) would have on global trade finance operations. As the payments and cash management industry has already been finding out, there are benefits, challenges and costs ...

/regulation /wholesale Innovation in Financial Services

Richard Bennett

Richard Bennett CEO at Razor Risk

Exploring the Global Impact of the 2023 US Banking Crisis

It is around a year since Silicon Valley Bank, Signature Bank, and First Republic failed, and while its effects were by no means as far reaching as those in the global financial crisis over 15 years ago, it has sent substantial repercussions throughout the industry, its regulators, and governing bodies. Here, we take a look at some of the global r...

/regulation /wholesale Financial Risk Management

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

Safeguarding Finance: The Crucial Role of Sanction Screening

Financial crime continues to be a major issue, undermining the trust and safety of global financial systems. The United Nations estimates that a staggering 2 to 5% of global GDP, or between EUR 715 billion and 1.87 trillion, is laundered each year. Moreover, about 50% of companies worldwide have experienced fraud in the last two years, underscorin...

/regulation /crime Banking Regulations

John Bertrand

John Bertrand MD at Tec 8 Limited

By delaying instant payments, if suspicious, be effective?

At UK first Global Fraud Summit, HM Treasury plans to introduce legislation, only to apply to suspicious Authorised Push Payments executed within the UK in sterling. The proposed statutory instrument amends the Payment Services Regulations 2017 and allows PSPs to delay the execution of an outbound payment transaction by up to four business days fr...

/payments /regulation Innovation in Financial Services

Steve Morgan

Steve Morgan Banking Industry Market Lead at Pegasystems

How is the EU AI Act Going to Affect Banks’ AI Adoption Ambitions?

As we steam ahead into 2024, while banks experiment with generative AI, they also need to be aware of how regulators will scrutinise how they use AI. Of specific concern is how the impact of the EU’s AI Act on banks’ AI ambitions will become much clearer over the coming months. The EU AI Act, which will become enforceable during 2025, is the wor...

/regulation Artificial Intelligence and Financial Services

Robert Houghton

Robert Houghton Founder at Insightful Technology

Three steps to ensure accurate compliance evaluation

Remaining compliant in today’s financial landscape is no easy feat. Every call, message, communication and snippet of information shared between employees, customers and trading partners must be captured, stored and monitored to prove compliance. To regulators, every financial institution is potentially guilty of wrongdoing, until proven innocent....

/regulation Financial Services Regulation

Farnoush Mirmoeini

Farnoush Mirmoeini Co-founder at KYC Hub

The EU AI Act - What Are The Implications For Banking and Fintech?

Yesterday’s European Parliament's final vote on the AI Act, set to take effect this May, heralds the world's most comprehensive AI legislation. Just Like GDPR, it will have global implications beyond the EU. The AI Act provides a comprehensive framework for ensuring development of trustworthy AI and the responsible use of AI tools, in particular tr...

/regulation Artificial Intelligence

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