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4241 Results from /regulation

Erica Andersen

Erica Andersen Marketing at smartR AI

Leveraging Private AI for DORA Compliance in the Banking Sector

Compliance and AI regulations (like DORA, the EU AI Act and GDPR) are increasingly being seen as holding Europe back in AI uptake and innovation. Without getting into a can of worms that has a counter-argument that these regulations can actually benefit Europe in the long run, let us look at how new legislation can shape AI in the banking sector. ...

/ai /regulation Artificial Intelligence and Financial Services

Ritesh Jain

Ritesh Jain Founder at Infynit / Former COO HSBC

Banking-as-a-Service (BaaS): A $25 Billion Opportunity Amid Growing Challenges

Banking-as-a-Service (BaaS) has rapidly become a cornerstone of the embedded finance ecosystem. By 2030, the global BaaS market is projected to reach over $25 billion, driven by increasing demand for seamless integration of financial services into non-banking platforms. From payments to lending, BaaS enables brands to offer banking solutions direc...

/regulation /retail Fintech

Benjamin Davies

Benjamin Davies Head of Sales at ComplyCube

AML Compliance Professionals: The Unsung Heroes

Having worked with compliance teams throughout my professional career, I’ve always known them to be critical roles in any organization, yet they are often underappreciated. Unfortunately, commercially focused teams often deem customer due diligence merely a box-ticking exercise, a necessary evil at the inception of each customer relationship. When...

/regulation /crime RegTech

Rajendra Janvalekar

Rajendra Janvalekar Consultant at TCS

Navigating Recent US Regulations: Impacts on Business Records Management in Banking

The US banking sector has witnessed significant regulatory changes in recent years, compelling banks to rethink their approach to business records management. These regulations aim to enhance compliance, improve operational efficiency, and safeguard sensitive information. This article explores the purpose of these regulations, their focus areas, a...

/regulation

Raj Bakhru

Raj Bakhru CEO at BlueFlame AI

2025 Will Be the Year of AI Adoption in Private Equity: 10 Ways to Prepare

Although generative AI (Gen AI) adoption rates surged across most industries in 2024, the financial services sector was slower to follow. However, 2025 is shaping up to be a pivotal year for AI adoption in private equity (PE). According to a recent BlueFlame AI webinar poll, 51% of alternative investment managers are currently in the discovery ph...

/ai /regulation

Robin Southall

Robin Southall Director of Customer Engagement at Lakeside Software

Future-proofing finance: building a Proactive IT organisation for resilient operations

Building IT resilience is a non-negotiable priority for the financial sector, especially with regulations such as the DORA (Digital Operational Resilience Act) that require institutions to withstand, recover from, and adapt to operational disruptions while maintaining service continuity. In today’s AI-driven digital landscape, increasing cyber thr...

/regulation /cloud

Rajendra Janvalekar

Rajendra Janvalekar Consultant at TCS

Loan Records Management Under US Regulations

In the intricate landscape of managing loan records, banks are required to navigate a variety of US regulations to ensure compliance, security, and efficiency in handling data. These regulations lay down stringent guidelines for maintaining loan records, particularly in the areas of billing, fees, payments, and collections. Below is an overview

/regulation

Francesco Fulcoli

Francesco Fulcoli Chief Compliance and Risk Officer at Flagstone

FCA Consumer Duty Publications Summary (December 2024)

The FCA has been at the forefront of implementing the Consumer Duty, a significant shift in regulatory focus aimed at ensuring better outcomes for consumers across the financial services sector. With the framework now fully in force for open and closed products, the FCA has released a series of key publications to guide firms in their journey of e...

/regulation /inclusion Fintech

Erica Andersen

Erica Andersen Marketing at smartR AI

A Lords Guide to Regulating AI: pro-innovation can be pro-regulation

I recently had the privilege to speak to Lord Christopher Holmes of Richmond (‘Lord Holmes’), Britain’s most successful paralympic swimmer and the creator of the Artificial Intelligence (Regulation) Bill currently making its way through the houses of parliament, to find out: what’s new in the world of AI regulation? Backpedalling on Pro

/ai /regulation Artificial Intelligence and Financial Services

Anton Roe

Anton Roe CEO at MHR

Driving UK growth in 2025: Big steps to stimulate business productivity

In 2025 the UK economy is expected to grow modestly with GDP predicted to rise by 1.5%. While this marks an improvement from recent years, the UK continues to lag other major global economies such as the US and Germany. External factors and macroeconomic conditions have affected productivity and investment, contributing to this slowdown in growth...

/regulation /predictions

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