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4355 Results from /regulation

Retired Member

Retired Member 

Breach of Trust

This month British Airways bosses are apologising to their customers for a ‘sophisticated, malicious, criminal attack’ on its website, app and ‘security systems’ which has left 380,000 customer records compromised. They’ve done all the ‘right’ things in response to the incident – they’ve apologised, they’re contacting customers and promising compe...

/regulation Data Protection Act Issues

Michael Kerman

Michael Kerman Marketing Executive at Self-Employed

It Takes Two to Tango

Everyone’s talking about artificial intelligence and machine learning (AI and ML). But what’s often overlooked is the degree to which they depend on good data in order to be effective. It’s a symbiosis that is particularly relevant to compliance, where AI and ML have huge potential to reduce costs and risk. We recently published a whitepaper aim...

/ai /regulation Banking Strategy, Digital and Transformation

Ivy Schmerken

Ivy Schmerken Editorial Director at FlexTrade Systems

MiFID II Reaches Across the Pond: Is This the Calm Before the Storm?

Despite the view that MiFID II is a European regulation, US investment managers are experiencing disruption as they align their research payment and execution practices with the influential standard. While MiFID II went into force on Jan. 3, 2018, US money managers of all types and sizes anticipate that MiFID II will influence their businesses, not...

/regulation MiFID

Marc Murphy

Marc Murphy CEO at Fenergo

Customer Experience: The Competitive Battleground for Financial Institutions

In an increasingly fast-paced and digital world full of hype and buzzwords, it seems like the focus can often be on implementing new and innovative technologies without considering the main purpose of digitalization: to create a better customer experience that increases both wallet and market share. Customer experience is no longer just an added b...

/regulation /sibos Banking Strategy, Digital and Transformation

Bo Harald

Bo Harald Chairman/Founding member, board member at Trust Infra for Real Time Economy Prgrm & MyData,

We need LSD..

SEPA, PSD2, GDPR etc where only the start. We need more EU and national regulation in the data economy. PSD2 means that there will be standardized access to money data for the application you empower. It was is a huge step towards open data in all sectors. The same should be the case for accounting data - any application producing PL and BS statem...

/regulation Banking Strategy, Digital and Transformation

Bo Harald

Bo Harald Chairman/Founding member, board member at Trust Infra for Real Time Economy Prgrm & MyData,

Too civil civil servants

The public sector is increasingly outsourcing service production - and thus giving more space for the sector's management to do much more important work - policymaking, driving change, creating rulebooks and so forth. This is for sure a much-needed shift in attention and should be welcomed also by business - especially as we all experience the same...

/regulation Innovation in Financial Services

Retired Member

Retired Member 

The real reason behind large U.S fines levied against EU firms

Our economic crime data reveals that in the last three and a half years*, 90 percent of global fines (total $14 billion) were issued by United States (US) regulators. Of note is the fact that UK, French, German and Swiss banks, with branches stateside, paid nearly 40 percent of the total fines relating to economic crime in the US. Some have viewed...

/regulation Banking Regulations

Shailendra Malik

Shailendra Malik SVP - Tech Delivery (Enterprise Search) at DBS Bank

From Black Box ML to Glass Box XAI

One of the difficulties in stepping into a red-hot technology space is you’re not sure what to expect. As you’re grappling with unexpected technical curve balls what if your own stakeholders beat you to death after seeing the results which are wrong by their expectations or understanding. The current nascent implementation of Artificial Intelligen...

/ai /regulation Trends in Financial Services

Retired Member

Retired Member 

How to improve company culture with Conduct Risk Framework?

Most industries have undergone regulatory overhauls over the past century; by my observation, none have done so more rigorously than the financial industry, which sometimes falls short of optimum self-regulation. Yet when you, as a business owner, build a culture that imposes self-regulation, you can reduce risk and build trust with your customers...

/regulation /wholesale Financial Risk Management

Retired Member

Retired Member 

Regtech enhanced version of Fintech !!!

Regtech” is defined as addressing regulatory requirement through technology to ensure regulatory compliance are met by Bank, Financial Institutions, Insurance companies, Central Banks and other market participants. Regtech are new startup technology companies competing with Fintech companies to ensure regulatory compliance issue are addressed via ...

/regulation /retail Banking Strategy, Digital and Transformation

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