2017 tasks for AIFM-UCITS managers: MiFID II, ESMA, T2S deadlines, reporting guidelines and services

AIFM-UCITS managers deadlines

MiFID II   January 3, 2018

• distribution strategies,   reporting ,  liquidity management and costs, implementation programmes  
• Governance/ Operations/Compliance procedures for institutional research
• Financial collateral arrangements (TTCA’s),      the services of custodians for CCP clearing and settlement
• specific arrangements for retail/non-retail when conducting security financing

ESMA´s Technical and Reporting guidelines

 Regulatory requirements as:

• CPO-PQR, Form ADV, Form PF,  N-MFP, N-PORT, 
• BCBS261,206(4)-7, Rule 38a-1, Solvency II , PRIIPs

AIFM-UCITS managers and    T2S  services

• T2S  - a new production the post-trade infrastructure landscape 
• T2S  - a custodian/ operational, client service needs, 
• T2S  - cost, capital and liquidity efficiencies.
• T2S  - a technical aspects   –  a single access connectivity to multiple markets,
• T2S  - a models to optimise operational and cost efficiencies  
• T2S  - a asset servicing outsourcing solutions.
• T2S  - a respond to regulatory change such as CSDR,  Basel III, CRD IV,  EMIR
• T2S  - OTC derivatives - collateral and requirements