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4230 Results from /regulation

Steve Wilcockson

Steve Wilcockson Technical Product Marketing at Quantexa

To Spoof or Not to Spoof, that is the Question

Think carefully, someone could be watching! Busy Regulators! Regulators have been busy. Organizations such as SMBC Nikko, JP Morgan, Atlantic Trading, Natwest, and Robinhood have all recently incurred one or more significant fines, reputational damage and criminal prosecution – courtesy of the power and tenacity of regulators. A particular reg...

/regulation /crime Financial Risk Management

René Schoenauer

René Schoenauer Director of EMEA Product Marketing at Guidewire Software

Are insurers doing their duty when it comes to customer service?

News of the FCA’s Consumer Duty regulations sparked some lurid headlines about heads of financial services firms being heavily fined for failing on customer service. Setting aside the hyperbole, the new rules do put pressure on insurers, banks, and others to take customer centricity even more seriously. Unlike banking, customer interaction with an...

/regulation /cloud Digital Insurance Trends

Alex Richter

Alex Richter Head of PassFort at PassFort

KYC loopholes in children’s financial products

As technology evolves, more and more children are gaining ready access to the internet, with Ofcom’s latest research estimating that 55% of children now have their own smartphone. Meanwhile, the market for digital financial services is expanding and many young people are now receiving pocket money via online pre-paid cards like Go Henry or Nimbl. ...

/regulation Financial Risk Management

Indra Chourasia

Indra Chourasia Industry Advisor at Tata Consultancy Services (TCS)

Emergence of global regulatory framework on Crypto: A long winter ahead

After the frightening market distress triggered from crash of Terra Luna - engulfing prominent players like Three Arrows Capital and Celsius in recent months, the crypto ecosystem is still finding a way. At the same time, the recent turmoil in crypto-asset markets has underlined increased risks from intense volatility and structural vulnerabilitie...

/regulation /crypto Cryptocurrency Insights

Nick Green

Nick Green Director at Purple Patch Broking Ltd

6 top tips for Fintechs to improve collaboration for better credit data and cost savings

In 2022’s disrupted market, supply chain collaboration is more important than ever. However, the majority of Fintechs lack the tools, visibility and organisational structures to enable effective collaboration in bureau supply chain management. Yet collaboration is key. In fact, McKinsey identifies collaboration and coordination across the supply...

/regulation /retail Fintech

Oana Avramescu

Oana Avramescu Global Insurance Solution Lead at SAS

Insurance Capital Standard 2.0: A path to regulatory transformation

Sweeping regulatory changes are happening worldwide in risk management. With the imperative to standardize finance for the stability of the global economy – crucial in the wake of COVID-19 and growing climate risks – regulators are intent on creating greater transparency in the financial services industry. There are many examples of this regulato...

/regulation Financial Services Regulation

Akhil Rao

Akhil Rao Director at Nth Exception

The Global ISO 20022 Journey - Nuances, Complexities and Considerations

Standards are a cornerstone of the financial industry. For over 40 years the SWIFT MT standard has enabled industry automation, reducing the cost and risk of cross-border business, and enabling the development of the correspondent banking system on which world trade depends. Today, around 28 million MT messages are exchanged on the SWIFT network e...

/payments /regulation SWIFT Matters

Toine Van Beusekom

Toine Van Beusekom Strategy Director at Icon Solutions

Future-proof payments infrastructure: The role of agent banks in the quest for modernisation

The shift to a ‘marketplace’ model, rise of fintech companies and arrival of new players in the payments value chain have had a profound impact on market dynamics within the financial services sector. In response, banks must reconsider how payments infrastructure fits within their long-term strategy. The rapid transformation of the payments indust...

/payments /regulation Banking Architecture

Yogendra Singh

Yogendra Singh Vice President, Global Head, Solution Consulting at Oracle

Responsible Banking – Three Ways to Strategize Climate Change Risk

People around the world are witnessing how climate change can devastate our planet. Scientists continue to sound the alarm that, climate change is the greatest threat to human health in recorded history. As climate crisis is rising governments & agencies around the world are working to advance policies that reduce carbon pollution, support cle...

/regulation /sustainable Climate Risk

Katie Hunter

Katie Hunter Senior Marketing Manager at Aveni

How your FS business can reduce costs in a high inflation environment

Global inflation rates have been consistently on the rise over the past year. The high inflation is driven by high energy prices, issues in supply chains and an increase in consumer demand. While focus has been largely on the effect this is having on the general population, there are also ramifications on businesses, particularly those within the ...

/regulation RegTech

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