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4230 Results from /regulation

Andrei Karpushonak

Andrei Karpushonak CEO at Aprimerose

Navigating the Financial Industry: Understanding Risks, Rewards, and Regulations

The financial industry is constantly evolving, with new products and services being introduced regularly. With this growth comes increased risk for investors and greater rewards for those who make the right decisions. To help mitigate these risks, governments worldwide have implemented regulations to protect investors, stabilise financial markets ...

/regulation /wealth Asia Financial Services

Philip Chethalan

Philip Chethalan Marketing Manager at Subex

Identity Verification for Neo Banking: Ensuring Security and Compliance

Introduction to Digital Customer Onboarding with Identity Verification for Neo Banking In the world of finance, digital onboarding is becoming increasingly important for neo banks. Neo banking refers to a new generation of digital-only banks that offer a wide range of financial services through mobile apps and online platforms. These banks are typ...

/regulation /identity Digital Banking Trends

Brad Shrum

Brad Shrum Subject Matter Expert at Clearwater Analytics

How Technology Can Help Compliance Monitoring

Legacy compliance programs are struggling to keep up in today’s fast changing environment, and recent studies show compliance teams are stretched to their capacity limits. Unfortunately for most teams, there is no reinforcement coming. Luckily, modern technology is available to help streamline procedures and build efficient compliance programs. I...

/regulation

Retired Member

Retired Member 

Risk and Resiliency: 5 Risk Management Predictions for 2023

As we hit full speed with our plans for the coming year, it’s only natural to consider what the months ahead will bring. Yet, in the risk management realm at least, this annual look forward feels somehow different. There’s an unspoken gravitas to the exercise as we survey the dominant trends coloring the global economic picture: high inflation, ri...

/regulation /predictions Fintech

Vijay Rangan Gopal

Vijay Rangan Gopal Senior Consultant at TCS

Aligning Sustainable Investments with Retail Investor Preferences-Setting up a future-proof framewor

Highlights Sustainability impact has gone mainstream in Financial Investments, with expectations for transparent ESG data requirements growing manifold. Sustainable Investing regulations aimed at improving ESG transparency and comparability are gaining momentum. Sustainability Investment as a service (SIaaS) can leverage Capital Market Advisory an...

/regulation /wealth Climate Risk

Nick Green

Nick Green Director at Purple Patch Broking Ltd

Have It All: How are Banking and Finance Unlocking Multi-Bureau Data Strategies?

For Banking and Finance, adopting a multi-bureau credit data strategy is often dismissed as “too hard to switch”, “too expensive” or “not important enough”, but this is set to change. The FCA recently set out its interim findings from the credit information market study. The study found one of the key aspects of the market not working well is “sign...

/regulation /retail Financial Services Regulation

Deepshikha Mittal

Deepshikha Mittal Senior Manager at Cognizant

FCA MarketWatch 70-Observations and suggestions in Transaction Reporting / Instrument Reference Data

Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...

/regulation /wholesale Regulatory Reporting

Dmitrii Barbasura

Dmitrii Barbasura Chief Operating Officer at Fintech Galaxy

Jordan’s Regulation of Open Finance Services: Trailblazing the innovative path

At the end of November, The Central Bank of Jordan (CBJ) issued instructions governing Open Finance services by all banks operating in the Kingdom, as well as online payment and money transfer companies subject to the bank's supervision and control, marking the new era of enhanced, seamless, and enjoyable financial experiences. The last couple of ...

/payments /regulation Online Banking

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

A Guide to Website Archiving 2023

Across all sectors, organizations are steadily publishing more and more content online. This has become even more prominent post-pandemic, as the global community shifted online to overcome the physical limitations placed upon them by lockdown. Websites are used to sell products and services to clients, to publish and share sales and marketing mat...

/regulation /startups RegTech

Anna Becker

Anna Becker CEO and Co-founder at EndoTech

Why The Crypto Industry Needs to Self-Regulate – Now

After perpetrating what appears to be one of the biggest Ponzi schemes of all time – out-Madoffing Madoff, as it were – Sam Bankman Fried has been arrested, indicted and will likely serve time. And thank goodness for that. SBF was just the most prominent huckster who took advantage of eager investors in new technology. His criminality, however, sho...

/regulation /crypto Artificial Intelligence and Financial Services

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