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Regulatory Reporting for Banking and Capital Markets
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Marc Gratacos Founder and Managing Partner at TradeHeader
Digital Regulatory Reporting can ensure that you adopt common interpretations of the regulations. Like lane assist in cars today, DRR will keep you on track and sound an alarm if you begin to stray off course. Destination compliance As is well understood by now, the only constant in regulatory compliance is that regulation updates endlessly. F...
20 November 2024 /regulation
Blythe Barber Head of Business Development, Americas at Droit
The next 8 months will see significant changes to the regulatory reporting framework for financial institutions globally. Rewrites of the Japanese Financial Services Agency (JFSA) reporting regulation and the European Market Infrastructure Regulation (EMIR) refit have recently been introduced, with the EMIR equivalent from the UK’s Financial Condu...
22 July 2024 /regulation
Anuj Goel CEO at Cyware
The Digital Operational Resilience Act (DORA) is a new European regulation designed to fortify the cybersecurity landscape and ensure financial firms can effectively manage digital risks. Coming into effect in January 2025, financial entities have a matter of months to ensure their cybersecurity capabilities align with a number of new DORA requirem...
04 April 2024 /regulation
Paul Holland CEO at Beyond Encryption
The UK is currently in the midst of a pension fund crisis. With state pensions now funded on a pay-as-you-go basis, the average life expectancy rising and the cost-of-living crisis worsening, pensioners are feeling the pressure. Consequently, we’re now seeing a rise in private pensions, but these are not enough to resolve the issue. In addition, ...
05 February 2024 /regulation
Luigi Wewege President at Caye International Bank
Whistleblowing has emerged as a pivotal force in unveiling unethical practices and fostering corporate integrity in finance. The concept of whistleblowing in this sector is not new, but its dynamics are continually reshaped by evolving societal norms and technological advancements. At the heart of this evolution lies the crucial role of anonymity....
31 January 2024 /security /predictions
Alexandre Semenov Customer Solutions Lead at SAS
July 1, 2025 marks the scheduled implementation date for the forthcoming regulatory adjustments. Since its launch in September 2017, the Office of the Superintendent of Financial Institutions (OSFI) has embarked on a commendable journey towards instating standardized protocols within the financial industry. These initiatives have, over time, contr...
04 December 2023 /regulation /predictions
Stephan Wolf CEO at Global Legal Entity Identifier Foundation
The obligations on legal entities to increase their corporate transparency continue to evolve, most notably in ESG and financial reporting. For ESG to be truly credible, however, both as a subset of financial reporting and as a standalone requirement, a global climate information architecture is sorely needed. Creating such an architecture, howeve...
24 November 2023 /regulation /identity
Kiran Komma Senior Domain Consultant at Tata Consutlancy Services
The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an opaque securities lending market and limited availability of securities lending data publicly are big concerns to the regulators. In alignment wi...
22 November 2023 /regulation /wholesale
Harriet Christie Chief Operating Officer at Mirrorweb
When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new proposition, the size of the levy should have drawn a line in the sand and led to a tectonic shift in compliance procedures for financial services organizations. What has unfolded since has...
08 November 2023 /regulation /wealth
Maria Patschke
In an era defined by environmental consciousness, the financial services industry finds itself at a crossroads. As the world grapples with pressing challenges such as climate change, social inequality, and corporate governance, a new paradigm has emerged — one that places a spotlight on environmental, social, and governance (ESG) factors. As the f...
20 October 2023 /regulation /sustainable
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