4462 Results from /regulation
Freddie McMahon Director Strategy and Innovation at DF2020 Ltd
Just as a reminder, Complex Knowledge is any combination of regulatory, statutory, legal, tax, tariff, policy and procedure matter, which is primarily found within documents. USE CASE: HOUSEHOLDER PLANNING PERMISSION Setting the scene The understandings from this particular use case are universal in terms of Complex Knowledge. The initial sce...
29 December 2017 /ai /regulation Innovation in Financial Services
Retired Member
ESMA recently issued guidance on the treatment of commodity derivatives traded on third-country venues in the context of the MiFID ll position limit regime. Prior to this is was not clear if commodity derivatives traded on a third-country exchange would be considered economically equivalent OTC (“EEOTC”) contracts and would consequently fall unde...
22 December 2017 /regulation
The Opportunity The simplification of Complex Knowledge is a paradigm shift opportunity for chatbots, with the potential to bring benefits to every person and every organisation on the planet. The Definition Complex Knowledge is any combination of regulatory, statutory, legal, tax, tariff, policy and procedure matter, which is primarily found w...
22 December 2017 /ai /regulation Fintech innovation and startups
2018 is around the corner, offering an opportunity to reflect on the previous year and look at the trends that are likely to shape the financial services sector in the coming year. Just like last year, in this article I offer five technology predictions for financial markets in 2018. 1) Cloud adoption. Cloud has been a prominent talking poi...
21 December 2017 /regulation Trends in Financial Services
Not a lot of people know that Commonly attributed to Sir Michael Caine, what a lot of people don't know is that it was actually said by someone else. “Not a lot of people know that” With MiFiD II just around the corner, inexplicably the phrase, ‘Not a lot of people know that’ came to mind. Commonly attributed to Sir Michael Caine, what a lot of peo...
21 December 2017 /regulation MiFID
Derivatives market participants have been rightfully concerned about the potentially adverse impact of MiFID II on global trading. However, the US and EU authorities have taken significant steps in recent weeks to mitigate some of those concerns. The CFTC has issued an interpretative letter regarding the unbundling of research, something that is m...
20 December 2017 /regulation /wholesale MiFID
Ivy Schmerken Editorial Director at FlexTrade Systems
Many asset managers are wrestling with the decision on whether to keep the order management system (OMS) and execution management system (EMS) as two separate best-of-breed systems, or switch to a single unified platform known as the OEMS. Buy-side firms have been demanding tighter integration between their order management and execution management...
19 December 2017 /regulation Capital Markets Technology
The year 2017 saw unprecedented change in the world of cyber – the number and scale of attacks grew significantly, while in many cases governments, regulators, and financial services firms were perceived to be scrambling to catch up. In 2018, the momentum around cybersecurity will accelerate in a range of ways – below are Cordium’s top five cyber t...
18 December 2017 /regulation
2017 was the year that Transaction Laundering planted itself firmly in the consciousness of the minds of regulators, lawmakers, law enforcement and the general public. We believe that 2018 will be the year that we turn this awareness into action. Here’s why: E-commerce and Mobile Transactions Will Continue to Surge According to emarketer, worldw...
18 December 2017 /payments /regulation
Brian Collings CEO at Torstone Technology Ltd
For those who believe that “go-live” is merely the beginning of the end of the compliance journey, next year will mark yet another milestone for major regulatory implementation. 2018 starts with the long-anticipated go-live of the revised Markets in Financial Instruments Directive (MiFID II) on 3 January, followed four months later on 25 May, by t...
14 December 2017 /regulation Capital Markets Technology
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