4481 Results from /regulation
Freddie McMahon Director Strategy and Innovation at DF2020 Ltd
Conversation-as-a-Service enables an individual to benefit from contextual knowledge expressed directly to them. The individual controls the dialogue through the options they select, which can be enriched, if needed, through contextual explanations in the form of further dialogue, pictures and videos. This revolution in interaction is slowly gaini...
13 August 2018 /ai /regulation Business Knowledge for IT
Shailendra Malik SVP - Tech Delivery (Enterprise Search) at DBS Bank
Audit has always been a support function for banks that has served as the last line of defence for keeping the organisation safe from external attacks and provide assurance to business & stakeholders about the safely of the business from any malicious attempt to harm the data or assets of the business. With all companies virtually converting i...
09 August 2018 /ai /regulation Internal Auditors in Financial Services
Brie Lam Regulatory Compliance Consulant at Independent
OTC derivatives market participants are receiving a growing number of requests from their dealers to novate swaps from a one entity to another within the same dealer group. Many of these requests are borne out of regulatory necessity, particularly ring-fencing rules coming into force for large dealers in the UK beginning on 1st January 2019 in co...
08 August 2018 /regulation Capital Markets Technology
Eran Noam Vice President Global Sales & Business Development at Shield FC
It is six months since the Markets in Financial Instruments Directive (Mifid II) came in to force and two months since the General Data Protection Regulation (GDPR), which means you are probably feeling the effect of regulation exhaustion. It is undoubtedly a long and tiring road to get to a stage where you can say, with confidence, that the organ...
06 August 2018 /regulation Financial Services Regulation
Ivy Schmerken Editorial Director at FlexTrade Systems
Corporate bond investors are seeking operational efficiencies on their fixed income trading desks to lower costs. As the search for bond liquidity across a fragmented credit trading marketplace remains a priority,-side firms are grappling with two distinct workflows – voice-based and electronic – in the $8 trillion corporate bond market. A new re...
03 August 2018 /regulation Capital Markets Technology
The idea of Gig economy is not new. In fact it exists in its rudimentary form by the name of Daily Wage worker. With digitisation of work and remote working ecosystem advancing to next level, Gig economy is now a very viable option for knowledge workers. I remember the website Rent-a-coder website, all the way back in 2002 when I was looking for o...
03 August 2018 /regulation Trends in Financial Services
Keith Stonell Managing Director, EMEA at Guidewire
According to the Allianz Risk Barometer 2018 business owners consider cyber incidents to be the second greatest threat to their organisations – rising from third place in last year’s survey. Cyber threats were second only to business interruption, with respondents citing a cyber incident as the most feared cause of business interruption. With 201...
01 August 2018 /security /regulation
Retired Member
The use of biometric identifications systems in the financial sector is mushrooming as banks, credit card companies, and other institutions adopt them to improve security. Whilst regulations, like the EU’s Payment Services Directive (PSD2) and new ones from The New York State Department of Financial Services (NYDFS), are spurring this by requiring...
31 July 2018 /security /regulation Information Security
Sufyan Khan Head of Pre Sales / Solution Consulting - Europe at Oracle
In November 2016, the Bank of England (BoE) published the results of its 2016 banking stress tests which measured the resilience of UK’s major banks’ balance sheet in adverse scenarios. These incorporated a synchronised UK and global recession with associated shocks to financial market prices, and an independent stress of misconduct costs. The str...
31 July 2018 /regulation /wholesale Banking Regulations
Large investment funds, banks and other traditional financial organizations are getting closer to the blockchain technology. Under a certain scenario, they may bring this sphere to a new level. An important stage in the development of the cryptocurrency market is the arrival of institutional investors. These are insurance organizations, banks, inve...
31 July 2018 /regulation Financial Services Regulation
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