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4138 Results from /regulation

Freddie McMahon

Freddie McMahon Director Strategy and Innovation at DF2020 Ltd

JUNIPER RESEARCH: COST AND TIME SAVINGS FROM CHATBOTS

Juniper Research believes the emergent evidence from using Chatbots has the potential to replace the tasks of targeted human workers through fluent conversations with human users. They believe that Chatbots will undertake the following key tasks: Handle conversational interactions with human users Seamlessly handoff to human agents Trigger autom...

/ai /regulation Fintech

Retired Member

Retired Member 

Getting to Grips with GDPR: Record-Keeping, Data Erasure & Client Offboarding

On May 25th, 2018, a mere eight months away, the biggest overhaul of EU data protection law will come into force for all EU Member States with the introduction of the General Data Protection Regulation (GDPR). GDPR will impose substantial financial penalties on firms who fail to meet the new rules on the management of personal data of EU residents....

/regulation

Sufyan Khan

Sufyan Khan Head of Pre Sales / Solution Consulting - Europe at Oracle

Are the UAE banks ready for CRS reporting?

The objective of developing a Common Reporting Standard (CRS) is to combat tax evasion. Common Reporting Standard (CSR) is the tax reporting framework developed by Organisation for Economic Cooperation and Development (OECD) that requires Automatic Exchange of Information (AEOI) between tax authorities in participating countries for inter-jurisdic...

/regulation /wholesale Transaction Banking

Retired Member

Retired Member 

A decade on, it’s time for the sequel

So, MiFID I, you turn 10 today. Happy Birthday! That’s an excellent reason to pause and celebrate a little. When you first arrived markets were dominated by national stock exchanges with little or no pan-European focus, trading was mostly manual, and smart order routing and best execution were foreign terms from across the pond. You’ve certainly l...

/regulation /wholesale MiFID

Ivy Schmerken

Ivy Schmerken Editorial Director at FlexTrade Systems

MiFID II: Down to the Wire on Commodity Position Limits

As MiFID II’s Jan. 3 go-live date draws closer, investment firms are rushing to implement systems that monitor position limits on commodity derivatives, though the majority of the limits are still unknown. Commodity derivatives participants are waiting for precise position limit rules under MiFID II on more than 100 contracts ranging from agricultu...

/regulation

Keith Stonell

Keith Stonell Managing Director, EMEA at Guidewire

Will GDPR hinder KYC for Insurers?

GDPR. These letters are increasingly visible in the media. When it comes into force on 25th May 2018, the General Data Protection Regulation (GDPR) will apply to all EU member states, including the UK. Its aim is to standardise and strengthen data protection for all individuals within the EU; it also addresses the export of personal data outside...

/security /regulation Data Protection Act Issues

Raj Chaudhary

Raj Chaudhary Financial Service Consultant at Infosys

Regtech. Yes! It exists.

Fintech has been a talk in town since long now. Regtech, on the other hand is still being discussed a fad or future. It’s time. Regtech, slowly but steadily is becoming the BUZZWORD in regulatory compliance. Regtech was received well sometimes with open hands and sometimes seen with uncertainty. Here we discuss Regtech, its evolution and landscape...

/regulation /inclusion Fintech

Freddie McMahon

Freddie McMahon Director Strategy and Innovation at DF2020 Ltd

FORRESTER RESEARCH THE CHATBOTS ARE COMING THE REVOLUTION OF CONVERSATIONS

Forrester Research has significantly increased its coverage of Chatbots especially for delivering customer service. They are already seeing evidence that chatbots are starting to make a difference where customers used to be frustrated when they get placed in a telephone queue or loop when trying to reach the customer service desk. The ability

/ai /regulation Futuristic Banking

Retired Member

Retired Member 

The chlorine dipped chicken of capital markets

The spat continues between the UK, Europe and the US over the fate of the vast Euro denominated swaps market in a post-Brexit world. The core issue here is all about where this stuff should be cleared but, yet again, common sense plays second fiddle to short-term economic self-interest and politics. Common sense should mean that clearing takes pla...

/regulation

Breana Patel

Breana Patel CEO | Thought leader in Bank Risk & Regulations at Bonova Advisory | Risk &Regulatory Advisory

Robotic Process Automation RPA in AML KYC

The cost of adhering to AML requirements for financial institutions is growing at an alarmingly rapid pace as employees race to stay abreast of the complex and dynamic regulatory landscape. RPA has emerged in recent years as a way to help eliminate the manual process associated with KYC thus reducing costly human errors and compliance failures. Wit...

/ai /regulation Business Knowledge for IT

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