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Steve Dourdil

Business Development
Kerv Collaborate
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18 Jun 2019
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London
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Followed by John Sims, Martha Boyle and 5 others you follow
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Steve's opinions

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Steve Dourdil

Compliance Recording Has Come Full Circle

It seems hard to believe that it was only 10 years ago that the FSA, as it was known back then, removed the mobile phone taping exemption from the call recording rules introduced in March 2009 with COBS 11.8. The initial legislation, designed primarily to tackle market abuse, required capital markets participants to capture and retain all relevant

30 September 2021 /regulation /crime Financial Risk Management

Steve writes about

  • regulation & compliance
  • wealth management
  • financial crime

Steve's opinion archive

  • 2022 (1)
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