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211 Results from 2021, /regulation

Ximena Aleman

Ximena Aleman Co-CEO at Prometeo

Startup growth: Using open banking to your advantage

Many different verticals in the fintech landscape can benefit from open banking APIs – remittances, growth payments, and crypto. But the love story between open banking and startups is just beginning. Among the many benefits, open banking can scale startup processes and operations for onboarding, accounting, identity validation, and payments (by ...

/regulation /inclusion Open Banking

Retired Member

Retired Member 

UK to Tweak GDPR as Fines Increase

As GDPR fines start to mount up, the UK is planning to tweak the legislation. What could these changes mean for businesses in the UK? Once again, UK regulators are taking advantage of Brexit to modify a key piece of EU legislation. This time the focus is on GDPR. A consultation launched by the government aims to iron out uncertainties and promote g...

/regulation

Retired Member

Retired Member 

The Pandora Papers Reveal a Broken System

The FinCEN Files revealed money laundering to be a systemic problem, but the Pandora Papers and the recent resignation by the Financial Action Taskforce (FATF) chief, David Lewis, suggest a much more broken system, where regulators are barely tipping the iceberg in the fight against financial crime. The Papers also reveal a much higher power at pl...

/regulation /crime Banking Regulations

Kartik Swaminathan

Kartik Swaminathan Author - 3F: Future Fintech Framework & Founder at Fintastech (Fintech Consulting & Coaching)

Centralised and Digitised KYC Platform

A Centralised & Digitised Know your Customer ecosystem is quite beneficial in the new age digital economy. It helps quickly onboard customers and avoids duplicates w.r.t submission of documents. That is not all, it helps reduce acquisition costs and improves compliance. In the long term, it also helps in making KYC truly effective and rationali...

/regulation /identity Digital Identity Management

Claus Christensen

Claus Christensen CEO at Know Your Customer

From Perpetual KYC to Perpetual KYB: Challenges and Opportunities

Historically, the space of individual Know Your Customer (KYC) compliance has always been one step ahead in terms of industry awareness and digitisation trends compared to the connected area of corporate KYC, or “know your business” (KYB) compliance. Hence, to know what’s coming for KYB, it’s worth paying attention to what’s currently happening in...

/regulation /crime RegTech

Guillaume Forget

Guillaume Forget Executive Vice President at Cryptomathic GmbH

All Trains Cancelled: How an e-Sig Failure Derailed a €3bn Transport Deal

On 21st September, the Swiss-based train manufacturer, Stadler, announced that it lost a €3bn contract with the Austrian Federal Railways ÖBB due to a legally impermissible electronic signature on the purchase agreement.[1] The consequences of such a failure are serious. The costs inherent to a multi-billion public tender are counted in millions a...

/regulation /identity Digital Identity Management

Retired Member

Retired Member 

Three Compliance Considerations for Hybrid and Remote Working

The pandemic has changed our way of life, not least in the way we work. It has shown us that one size does not fit all when it comes to balancing work and personal lives. As we come out of numerous lockdowns, we’re not seeing a return to the “old normal”. Businesses are changing their models and continuing to experiment, and we are seeing three ...

/regulation

Karen Hsu

Karen Hsu CMO at Appdome

BSA Compliance and FFIEC Examinations for Mobile Apps

Thanks in large part to the global pandemic, consumers are increasingly turning to mobile apps to manage their finances, payments and transactions. In fact, 58% of mobile consumers report using and downloading more mobile apps and buying more products and services on them since the COVID-19 pandemic started, according to the Appdome 2021 Global M...

/security /regulation Financial Services Regulation

Adam Pogorzelski

Adam Pogorzelski CEO at Code & Pepper

Security Standards in FinTech App Development

The UK is a very demanding market for everybody. Including FinTech, which must operate similarly to regular banking institutions. Both legal and technological requirements are there to protect customers’ money. Applied FinTech security standards benefit customers and FinTech organizations and please regulators. What regulations should you take ca

/security /regulation Information Security

Steve Dourdil

Steve Dourdil Business Development at Kerv Collaborate

Compliance Recording Has Come Full Circle

It seems hard to believe that it was only 10 years ago that the FSA, as it was known back then, removed the mobile phone taping exemption from the call recording rules introduced in March 2009 with COBS 11.8. The initial legislation, designed primarily to tackle market abuse, required capital markets participants to capture and retain all relevant

/regulation /crime Financial Risk Management

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