4139 Results from /regulation
Retired Member
Most bank staff must feel like athletes these days, trying to react with speed and precision to volatile markets and tough regulatory requirements. Yet despite the best training and intentions, are they – and the organisation – moving forward? Are they leaping towards business goals or running on an exhausting treadmill to tick regulatory boxes? T...
06 November 2015 /regulation
The Fundamental Review of the Trading Book (FRTB) is the biggest and most significant market risk regulatory change since the introduction of Value at Risk almost two decades ago. On the surface, the changes required under the new framework appear quite clear. However, the waters get murkier as one ventures deeper. The impact of FRTB goes far beyo...
05 November 2015 /regulation
Neil Crammond risk education & real time market abuse at DIVENTO FINANCIALS
Why was he allowed to cheat ? Why did exchanges fail to suspend these trades ? Finally after years of complaining we have a result ! Bank robbers and murderers always plead innocent until found guilty and Panther energy are no different . His company was allowed by exchanges and regulators to daily abuse , spoof , flip and blatantly cheat for...
05 November 2015 /regulation /inclusion
THE CHALLENGE The impact from the financial crisis has revealed that despite significant investments in sophisticated data management architecture, banks were not able to take preventive measures or reduce risk. Furthermore, recent increases in banking regulation with parallel increasing complexity has created a challenging struggle for banks and ...
In the world of money transfer, I am always trying to explain to startups what it would take have a better understanding on transactions data points for cross-border transfers, i.e. visibility in payments. As part of any compliance program, it is extremely important to grasp how much visibility a company has into its transaction. Furthermore, I’m ...
29 October 2015 /payments /regulation
I’m often asked by my fellow colleagues, 'what keeps me up at night?', to which I currently reply, 'an uncomfortable bed'. For those of you who have ever had significant home renovation, I know you will sympathise. Sleeping on the sofa gets old fast – I should be back in my own bed by Christmas! Apart from the uncomfortable bed, understanding and...
28 October 2015 /security /regulation
The line between sport and business has been blurred for some time now. Sport often borrows analytical elements from corporations and manages their players like professionals, and on the other hand businesses are beginning to seek new tactical approaches already being championed by sport teams across the globe. With the Rugby World Cup 2015 in ful...
26 October 2015 /security /regulation
Keith Stonell Managing Director, EMEA at Guidewire
Back in the late Noughties when Solvency II was first conceived, January 1st 2016 must have seemed a long way off. After being pushed back time and time again, this will at long last be the day when the European Solvency II directive comes into place. For the insurance industry in the EU, deadline day is now only months away. If all goes to plan,...
26 October 2015 /regulation
Tejasvi Addagada Enterprise Data Head at Fortune 500 financial service provider
Do different types of data require different levels of governance? The need is growing for enterprises to leverage disparate internal and external data sources to satisfy growth strategies, reduce risk, and improve service effectiveness. Analytics power many of these prospects. At the same time, organizations appreciate the fact that all sources h...
The definition of algorithmic trading under MiFID II is extremely broad, essentially capturing any functionality that determines any parameter of an order automatically. That begs the question, what order flow qualifies as not algorithmic? Hand on heart, how many traders can claim to exclusively use native exchange order types and not rely on at l...
23 October 2015 /regulation
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