4192 Results from /regulation
Howard Berg Senior V President,North and Central Europe, BPS at Gemalto DIS
Mobile devices are the backbone of digital transformation, enabling new innovations such as smart cities and connected cars. But they are also the backbone of disruption in the digital banking world. They can transform a bank from a distant place you go to occasionally, when you need something in particular, to a trusted partner who is always the
25 August 2017 /regulation
Freddie McMahon Director Strategy and Innovation at DF2020 Ltd
One of the challenges for Artificial Intelligence (AI) / Autonomous Solutions (AS) is to mitigate socioeconomic risks and negative impacts. Financial Services have already experienced unintended risks when empowering algorithms to trade without sufficient checks and balances. During the afternoon of May 6, 2010, The Dow Jones Industrial Average ...
25 August 2017 /ai /regulation Futuristic Banking
Retired Member
This is Part 1 of our series of articles in “Digital Client Onboarding for Financial Services: Move Fast, Ask Less”. So, what does User eXperience (UX) have to do with compliance? Well, when we break it down, your new client will more than likely have their first interaction with you while researching your company or the service(s) it provides via...
23 August 2017 /regulation Innovation in Financial Services
Volcker Rule is a federal regulation that restricts banks from making speculative investments with their own customers’ accounts. The rule was proposed by former US Federal Reserve Chairman Paul Volcker as part of section 619 of Dodd-Frank Wall Street Reform and Consumer Protection Act to avoid financial stability similar. The decision for taken t...
22 August 2017 /regulation /inclusion
In April of 2018 European investment firms will be required to publish their first ever disclosures about quality of trade execution, under the guidance of MiFID II's RTS 28. At first glance, one might conclude that ESMA has attempted to make the task achievable by limiting the scope of the disclosure to documenting the top five trading venues use...
21 August 2017 /regulation MiFID
When innovations start to create real value, the authorities start to regulate. So if you want to see where value is being created, have a look at where new regulations are coming into force. The digital revolution is one example. It is changing nearly all business sectors, and financial services is no exception. In fact, things have changed so m...
21 August 2017 /regulation
Earlier this year my bike was stolen from my apartment block in London. Sadly I was not the only victim as a number of my neighbours also had their bikes stolen from the bike rack inside the gated basement of the building. You can imagine our anger and distress that such a crime had been committed, especially when we assumed that the security meas...
The rise of big data, computing power, and advanced analytics enables companies to gain valuable insights from data. Artificial intelligence, machine learning, the Internet of Things, and drones are just a few innovative tools now available to help companies gain a more complete view of their businesses and make better decisions. For risk managers...
18 August 2017 /ai /regulation Financial Risk Management
Theresa May has been re-elected but she has lost her parliamentary majority. Even with a ‘confidence and supply’ agreement with the pro-remain Democratic Unionist Party (DUP), political risk in UK is raised and it is unclear whether Mrs May, or the DUP agreement, will survive the Brexit process. It is a far cry from the strengthened negotiation p...
17 August 2017 /regulation
With information security rapidly gaining prominence over the last few years legislators have jumped into action to improve safeguards and public confidence in IT systems. While information security concerns prevail across all industries, in financial services due regard for them is absolutely crucial to the maintenance of functioning markets. Jus...
17 August 2017 /security /regulation
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