MiFID

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/MiFID

HPR introduces Softbot MiFID II compliance tool

Hyannis Port Research (HPR), makers of Riskbot, today announced the completion of their MiFID II product portfolio, adding software-based technology to address the full spectrum of client and regulatory needs.

/MiFID

Plato and LiquidMetrix to assess block trade performance

Plato Partnership Limited (“Plato Partnership”), a not-for-profit company bringing creative solutions and efficiencies to today’s equity marketplace, today announces its intention to enter into a cooperation agreement with LiquidMetrix, the best execution specialists and an operating division of Strategic Insight (SI).

/MiFID

Bloomberg and Bats Europe combine for MiFID II reporting

Bloomberg and Bats Europe have today announced they plan to provide Bloomberg customers with the ability to use their respective Approved Publication Arrangements (APA)[1] to fulfil MiFID II transparency reporting requirements.

/MiFID

FactSet and ONEaccess team up to meet MiFID II challenges

FactSet, a global provider of integrated financial information, analytical applications, and industry-leading service, and ONEaccess, a Visible Alpha company and leading corporate access and research valuation platform, announced today an alliance to provide institutional investor clients with a new suite of tools to track and value research products and services.

/MiFID

Jefferies extends use of AxiomSL’s reporting platform for MiFID II transaction reporting

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Jefferies has selected its Markets in Financial Instruments Directive II (MiFID II) transaction reporting solution.

/MiFID

FCA publishes 'near final' rules for MiFID II

The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II.

/MiFID

ITG integrates with Commcise for MiFID II research

Commcise, the award-winning provider of integrated commission management solutions for investment management firms, and ITG [NYSE: ITG], a leading independent broker and financial technology provider, today announce that their research payment and management technology solutions have been integrated to provide a seamless end-to-end MiFID II research solution.

/MiFID

DTCC Omgeo Alert revamps to become industry's SSI utility

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that its Omgeo Alert solution, a global repository for storing standing settlement instruction (SSI) data, has completed enhancements to become the industry’s single and centralized ‘SSI Utility.’

/MiFID

Liquidnet and ONEaccess team on research management for MiFID II compliance

Liquidnet, the global institutional trading network, and ONEaccess, a Visible Alpha company and leading corporate access and research valuation platform, today announced a partnership to provide institutional investors with solutions to seamlessly manage, track, and pay for eligible research under MiFID II.

/MiFID

Core banks commit to Project Sentinel

After the successful completion of assessments of technology providers in September 2016, a core group of banks have now committed, through Project Sentinel, to the implementation of the solution that has been designed over the last 9 months.

/MiFID

IPC unveils compliance policy engine

In an industry first, IPC Systems, Inc., a leading global financial markets technology and service provider, today announced the launch of the IPC Compliance Policy Engine, a new comprehensive software innovation that automates proactive compliance adherence and mitigates risk by financial trading communications and information governance.

/MiFID

Plato Partnership completes deal with Trade Informatics PLIA

Plato Partnership Limited (“Plato Partnership”), a not-for-profit company bringing creative solutions and efficiencies to today’s equity marketplace, has signed a collaboration agreement with Trade Informatics PLIA. The PLIA platform in Europe will be renamed PLIAPlato as part of this deal.

/MiFID

Commcise partners Convergex unit on MiFID II compliant research offering

Commcise, the award-winning provider of integrated commission management solutions for investment management firms, and Convergex’s Westminster Research Associates, are pleased to announce that the two firms will offer a fully integrated, technology-based solution that provides a complete end-to-end solution that allows asset managers to be compliant with the upcoming MiFID II regulations relating to payment for research.

/MiFID

MTS equips customers for MiFID II compliance across European trading venues

MTS, one of Europe’s premier fixed income electronic trading venues, is helping buy- and sell-side customers across its electronic marketplaces prepare for compliance with MiFID II and MiFIR regulatory standards ahead of the introduction of the new legislation in January 2018 with the launch of a dedicated web portal and trade reporting service.

/MiFID

Thomson Reuters teams with Tradeweb to create MiFID II compliance suite

Thomson Reuters is creating a holistic suite of reporting services that will support the workflow of market participants in their efforts to meet post-trade transparency requirements mandated by the Markets in Financial Instruments Directive II (MiFID II).

/MiFID

NEX Regulatory Reporting platform launches

NEX Optimisation, which helps clients simplify complexity and optimise their resources, announces the launch of NEX Regulatory Reporting.

/MiFID

Ullink adds full MiFID II support to FIX engine

Ullink, a global provider of electronic trading and connectivity solutions to the financial community, today announced a new release of its leading FIX engine, UL APPIA.

/MiFID

Convergex names Robin Strong MD

Convergex, an agency-focused global brokerage and trading related services provider, announced today that it recently hired Robin Strong as Managing Director.

/MiFID

Esma raises red flag over investment firms circumventing MiFID II rulebook

The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment firms to circumvent certain MIFID II obligations; in particular, the requirements for investment firms operating internal matching systems and executing client orders on a multilateral basis to be authorised as trading venues, and the trading obligation for shares.

/MiFID

LSE/Boat JV TRADEcho launches MiFID II Smart Report Router

Boat Services and London Stock Exchange’s TRADEcho service opens its innovative open access Smart Report Router (SRR) bringing choice to the market place.

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