MiFID

444 articles tagged with this keyword

/crypto

Standard Chartered invests in crypto-asset platform One Trading

Standard Chartered's investment arm, SC Ventures, has joined a funding round for European crypto-asset exchange One Trading.

/cloud

Driving decisions through cloud migration and data governance

In today’s environment, data is produced and consumed at a rapid pace. However, the way it is currently being stored, accessed, and processed is inefficient.

/regulation

Capita scores In Partnership deal

Capita plc (Capita) has secured a three-year contract with independent financial adviser network, In Partnership, to deliver a software solution to simplify compliance reporting and processes for its member firms.

/cloud

All roads lead to the cloud for risk management in capital markets

Capital markets firms are acknowledging that the cloud is a catalyst for establishing competitive advantage and the financial services sector has been taking steps to prioritise digital transformation.

/regulation

New blockchain utility claims to cut 80-90% of MiFID costs

A new blockchain-based reporting platform set to launch later this year has vowed to cut 80-90% of asset managers' regulatory reporting costs once it goes live later this year.

/regulation

Tisa selects Atos for MiFID II blockchain utility for asset management industry

Tisa, the UK’s cross-industry financial services membership body, has called in Atos to build a European MiFID II blockchain utility for the asset management industry.

/regulation

MiFID II reporting errors soar while FCA stands on the sidelines

A total of 546 firms have admitted to errors in their transaction reporting since January 2018, according to data released under a Freedom of Information (FOI) request made by Duff & Phelps, the global advisor that protects, restores and maximises value for clients.

/sustainable

Standardised data reporting is the lynchpin for future of sustainable finance

In a recent survey by State Street Global Advisors, 52% of European investors cited regulation as the key driver toward ESG adoption. Yet, despite attempts to introduce regulatory requirements, a lack of standardisation in reporting obligations is proving a significant challenge towards achieving meaningful progress.

/cloud

Increasing compute power with the cloud

The instantaneous availability of compute power in the cloud is supporting an explosion of data consumption in the financial services industry. In order to manage the vast amount of information in competitive and fragmented markets and derive actionable insights, a new approach to data management is essential. And financial institutions (FIs) are increasingly looking to the cloud.

/regulation

Compliance Hub product for SMEs launched by Shield

Specialist RegTech provider Shield is proud to announce the launch of Shield for small to medium sized (SME) investment firms, a dedicated new version of its cloud-based, cross-regulation and comprehensive eComms compliance platform that specifically caters for the needs of small and medium-sized financial services firms, which has been developed in response to industry demand.

/MiFID

Sibos 2019: Post-snub insights from LSE and HKEX

After the London Stock Exchange snubbed Hong Kong’s $36.6 billion buyout bid earlier this month, day two of Sibos 2019 in London kicked off with PwC’s Jeremy Grant engaging in fireside chats with both LSE CEO David Schwimmer and HKEX CEO Charles Li.

/MiFID

Incumbents vs neobanks: Leverage new technology or risk crumbling

Financial institutions are focusing heavily on digital transformation driving innovation, better customer experience and cost reduction as they shift gears from simply meeting regulatory and compliance needs to remain relevant in a digital world.

/regulation

Visible Alpha names Samantha Miller chief product officer

Visible Alpha today announced the appointment of Samantha Miller to the firm’s newly created role of Chief Product Officer. Miller joins during a high-growth year for the investment research technology company, which helps investment managers discover ideas through its flagship deep consensus platform and track and value research for MiFID II compliance.

/cloud

Compliance in the cloud for a demanding regulatory environment

The cloud has fundamentally altered the economics and time to value of risk management and regulatory reporting. By allowing banks to handle the real-time, daily and periodic nature of regulatory reporting in an elastic manner, cloud computing has also provided cost-effective, long-term (and immutable) data storage to respond to queries from regulators.

/MiFID

Liquidnet acquires RSRCHXchange

Liquidnet, the global institutional investment network, today announced it has acquired RSRCHXchange, a leading marketplace and aggregator for institutional research.

/regulation

Esma pushes back date for publication of systematic internaliser regime data

The European Securities and Markets Authority (ESMA) has decided today to delay the publication of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.

/regulation

Cappitech launches MiFID II market intelligence tool

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, today announced the launch of RTS 28 Market Intelligence, a product that allows financial institutions to use regulatory compliance data to their own advantage.

/MiFID

LMAX posts 135% increase in operating profit in 2018

LMAX Exchange Group (“LMAX Exchange” or “the Company”), a leading independent operator of institutional exchanges for electronic FX trading and crypto currencies, reports excellent growth and record financial performance for the year ended 31st December 2018.

/regulation

Engadine Partners to deploy Red Deer's MiFID II research management package

Red Deer, the financial technology company dedicated to enhancing the performance of active investment managers, announced today that its Research Management solution has been selected by hedge fund Engadine Partners LLP (“Engadine”), to enable the firm to benefit from a flexible, tailored and operationally efficient approach to MiFID II.

/MiFID

EBA urges EU rules on crypto-assets

The European Banking Authority is calling on the EU to look into whether there should be a block-wide regulatory approach to crypto-assets.