MiFID

153 articles tagged with this keyword

/MiFID

Esma updates on transaction reporting guidelines under MiFID II

Toward the end of 2016, ESMA published guidelines for transaction reporting under the Markets in Financial Instruments Directive (MiFID II) and Regulation(MiFIR).

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AQMetrics get MiFID ready

Leading RegTech company, AQMetrics, today announced new enhancements to its end-to-end risk and compliance solution as part of its award-winning cloud-based platform.

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Trade Informatics brings counterparty management and compliance suite to Europe

Trade Informatics, a global financial technology company headquartered in the US, today announced the European launch of PLIA, its pioneering cloud-based counterparty management and comPLIAnce solution.

/MiFID

Esma consults on consolidated tape for non-equity products

The European Securities and Markets Authority (ESMA) has issued today a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID II).

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MiFID II to cost financial industry $2bn

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has partnered with Expand, a Boston Consulting Group company, to release a new report revealing the forecast MiFID II-related IT costs to the financial services industry in 2017.

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FCA publishes third MiFID II consultation paper

The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

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Banks back Project Sentinel ahead of MiFID II implementation

As Project Sentinel completes the first round of assessments of potential technology partners, the initiative is pleased to announce an increase in consortium numbers from the original 4-7 banks to 8-10 banks in the current phase.

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Anna: Isin for OTC derivatives progressing ahead of schedule

The Association of National Numbering Agencies (ANNA) today announced that under a consulting contract with Etrading Software, a London-based professional services technology firm, the core functionality of the allocation engine for the International Securities Identification Number (ISIN) for OTC derivatives has been Implemented.

/MiFID

Trax launches MiFID reference data service

Trax, a leading provider of capital market data, trade matching and regulatory reporting services, has launched a comprehensive MiFID instrument reference data service (‘Trax MiFID List') to help firms overcome the regulatory challenge of correctly identifying reportable instruments.

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The Technancial Company and Associates in Capital Markets collaborate on MiFID II compliance

Leading real-time risk management and trade surveillance solutions firm, The Technancial Company (TTC) and London based specialist advisory firm Associates in Capital Markets (ACAPM) today announce a collaborative partnership to address the challenges in MiFID II compliance, especially in the areas of margin management and trade surveillance.

/MiFID

UnaVista introduces LEI allocation service

UnaVista has developed an LEI Allocation service to help reduce the regulatory and operational challenges of becoming an accredited Local Operating Unit (LOU) for Legal Entity Identifiers (LEI).

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Linear Investments selects RSRCHXchange for MiFID-compliant research procurement

Linear Investments, a specialist prime broker and an award winning hedge fund incubator, has selected RSRCHXchange, the online marketplace for institutional research, to enable their hedge fund clientele to access and track research consumption in a MiFID II compliant way.

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Euronext to offer MiFID II-compliant trade publication and transaction reporting services

Euronext announced it will enhance its Trade Publication and Transaction Reporting Services to allow investment firms to meet the new regulatory requirements specified under MiFID II.

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Etrading completes first phase of MiFID II collaboration initiative Project Sentinel

Project Sentinel, a collaborative initiative by a group of banks to mutualise the cost of MiFID II implementation in the OTC front office, has announced the creation of a normalised regulatory data model that assists investment firms to meet their MiFID II OTC sales and trading requirements.

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Dion launches MiFID II package for wealth managers

Dion Global Solutions (BSE: 526927) today announced the launch of its MiFID II solution that enables customers to comply with the regulatory requirements, and build a new business operating model to gain competitive advantage in the industry.

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LSE and Boat launch MiFID II trade reporting service

London Stock Exchange Group (LSEG) and Boat Services Ltd today announce the launch of TRADEcho, the combination of the two companies’ existing and complimentary trade reporting services.

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Euromoney Tradedata upgrades Xymbology service for MiFID II

Euromoney Tradedata today announced an upgrade to its Xymbology service for MiFID II symbology in advance of the critical, mandatory transaction reporting deadline of 3rd January 2018.

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MPI Europe and Castine Consulting collaborate for MiFID II service

Castine Consulting and MPI Europe have formed a strategic partnership to assist institutional brokerage and investment managers in Europe implement and maintain a compliant process for the procurement of investment research under MiFID II.

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European Council confirms MiFID II delay

On 18 May 2016, the Permanent Representatives Committee (Coreper) approved, on behalf of the Council, an agreement with the European Parliament on a one-year delay to new securities market rules.

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ESMA amends MiFID II derivatives standards

The European Securities and Markets Authority (ESMA) has issued today two Opinions proposing amendments to its draft Regulatory Technical Standards (RTSs) under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).