Dealing rooms

1492 articles tagged with this keyword

/Dealing rooms

Inter-dealer brokers warn of 'monopolistic' risks in new swap clearing rules

US inter-dealer brokers have called on regulators to ensure fair access to newly-created Swap Execution Facilities as the Securities and Exchange Commission and Commodity Futures Trading Commission meet to discuss governance and conflicts of interest in the clearing and listing of swaps.

/Dealing rooms

Religare Technova takes major equity stake in Chase Cooper

Indian IT firm Religare Technova has moved to gain a foothold in the risk management sector by buying a stake in the parent company of specialist Chase Cooper and forming a strategic partnership. Financial terms were not disclosed.

/Dealing rooms

Norwegian day traders accused of breaking Timber Hill algo and manipulating prices

Norwegian police have arrested two men accused of cracking the algorithms of US broker Timber Hill and manipulating share prices, according to local press reports.

/Dealing rooms

Computer systems fingered in flash crash probe

An over-reliance on computer systems and high-frequency trading were the biggest contributors to the 6 May flash crash that saw a dizzying plunge in the Dow Jones Industrial Average, according to a poll of retail financial advisors.

/Dealing rooms

Osaka Securities Exchange disciplines Deutsche Bank over algo trading error

Deutsche Bank has been hit with an "admonition" by the Osaka Securities Exchange over a problem with a trading algorithm in June that saw sell orders worth Y16.7 trillion made by mistake.

/Dealing rooms

Code issue complicates Goldman plan to spin off prop trading unit - CNBC

Goldman Sachs' plan to spin off its proprietary trading business has run into trouble because the investment bank does not want to give the new entity access to its specially designed computer language, according to CNBC.

/Dealing rooms

SunGard upbeat on Q2 but broker/dealer volatility continues

SunGard chief Cristóbal Conde says the firm saw a "strong showing" from its financial systems business in the second quarter but figures were again skewed by a volatile broker/dealer business.

/Dealing rooms

Instinet launches US options dark pool

Electronic trading and brokerage giant Instinet has launched a dark liquidity pool for US listed options.

/Dealing rooms

CESR signals MiFID overhaul

The introduction of a European consolidated tape for EU market data is a "necessity" says the Committee of European Securities Regulators (CESR) in a report to the European Commission which calls for wide-ranging reforms to the structure of trading under a revised MiFID rulebook.

/Dealing rooms

Over half of capital markets firms do not have real-time market surveillance

Over half of capital markets firms do not use real-time market surveillance and monitoring tools despite a general recognition in the industry that greater transparency is needed to deal with abuse and irregular activity, according to a survey from Progress Software.

/Dealing rooms

SunGard buys algo trading tech outfit Fox River Execution

Fintech giant SunGard has acquired Fox River Execution, a broker dealer provider of algorithmic trading technology and execution offerings to institutional firms focused on equities ETFs. Financial terms were not disclosed.

/Dealing rooms

E*Trade returns to profit

Online brokerage E*Trade Financial has posted its first quarterly profit for three years, surprising analysts who had expected another loss and sending shares up seven per cent.

/Dealing rooms

BME/Clearstream OTC repository enters pilot phase with BBVA and Banco Sabadell

Spanish bourse Bolsas y Mercados Españoles (BME) and Clearstream have begun testing their planned European OTC trade repository with the support of local banks BBVA and Banco Sabadell.

/Dealing rooms

Direct Edge opens new front in battle for US market share

Direct Edge has opened a new front in the battle for US exchange market share by converting its two alternative trading systems into formal exchanges and completing the migration to a new technology platform.

/Dealing rooms

CESR considers mandatory electronic trade confirmation for OTC derivatives

The Committee of European Securities Regulators is considering mandating the use of electonric trade confirmation in the over-the-counter derivatives market as part of a regulatory overhaul designed to promote further standardisation and shift more dealing to organised trading venues.

/Dealing rooms

Risk management salaries rebound as data and IT concerns persist

Business and IT staff at Europe's financial institutions want more emphasis placed on risk management, with just a quarter confident that their existing IT systems are capable of using stored data to provide a full analysis across all business units, according to research commissioned by Oracle.

/Dealing rooms

LSE CTO Paine quits

Robin Paine has resigned as chief technology officer (CTO) at the London Stock Exchange (LSE) and will leave next month.

/Dealing rooms

Alpha ATS plans Canadian dark pool

Bank-backed Canadian alternative trading System Alpha Group is to launch a dark liquidity pool for dealers to match best bid and offer prices anonymously in the autumn.

/Dealing rooms

MSCI snaps up Measurisk

Fresh from its $1.5 billion acquisition of RiskMetrics, investment analysis and index firm MSCI has snapped up JPMorgan affiliate Measurisk, a provider of portfolio risk monitoring service to hedge funds.

/Dealing rooms

CFTC posits new disaster recovery rules as regulators probe 'algo price pirates'

The US Commodity Futures Trading Commission (CFTC) has proposed new rules that would require exchanges and clearing houses to establish disaster recovery procedures in the event of a market-wide disruption.