1645 articles tagged with this keyword
News/Reporting/compliance
The European Central Bank has called on Brussels to impose concrete end-dates for the imposition of new payments instruments under the Single Euro Payments Area (Sepa) project.
08 April 2011
European stock exchanges together with Thomson Reuters, Bloomberg, the LSE and Nyse Euronext have agreed a framework for developing a consolidated tape of post-trade equity reporting data across Europe.
07 April 2011
Implementation of the Dodd-Frank financial reform laws in the US will force the largest hedge funds that pose the most risk to the system to register with the SEC, ushering in a new era of compliance and transparency for the private fund industry, according to a white paper from Citi Prime Finance.
29 March 2011
The Securities and Exchange Board of India (SEBI) is calling on intermediary firms to toughen up their controls governing employee use of blogs, chat forums and instant messaging sites.
24 March 2011
Finextra TV/Reporting/compliance
David Green, head of change - group and oversight, at Fidelity International speaks with Finextra about how the industry is dealing with UCITS IV, Mifid II, Basel III and a slew of proposed regulations and directives.
09 March 2011
Thomson Reuters has struck a deal with Redkite that will see it offer the vendor's real-time market surveillance system over its Elektron data distribution network and hosting environment.
01 March 2011
With regulatory reform on the horizon on both sides of the Atlantic, brokers across the US and Europe are set to spend over $200 million on new market surveillance programs this year, according to research from Tabb Group.
25 February 2011
Speculation is mounting that Nasdaq OMX could move to hijack Deutsche Bourse's bid for Nyse Euronext as exchange operators scramble for tie-ups in what LSE chief Xavier Rolet predicts is just the start of a round of consolidation that could leave as few as three super groups standing in five years.
23 February 2011
Moves to force trading in derivatives away from over-the-counter markets to exchange and electronic platforms will be broadly beneficial in increasing competition, transparency and risk oversight, according to a report prepared by international regulatory overview body Iosco
18 February 2011
The Securities and Exchange Commission (SEC) has begun scrutinising how investment advisers use Twitter, Facebook and other social media tools.
16 February 2011
US government plans to almost double the budget of the Commodity Futures Trading Commission (CFTC) by enabling it to collect fees from the firms it regulates have received a mixed reaction from Commissioners.
15 February 2011
The Futures and Options Association has added its voice to the growing industry clamour over 'needlessly oppressive' pending market reform proposals from the European Commission.
03 February 2011
New York's Depository Trust and Clearing Corporation has appointed Ronald Jordan, a 26-year Nyse Euronext veteran, to the new position of chief data officer, as it bids to become a central conduit between regulators and market participants on data management issues.
02 February 2011
The Commodity Futures Trading Commission is on course to run out of room to store its data by October because of an £11 million technology budget cut, Commissioner Scott O'Malia has claimed.
26 January 2011
BAE Systems has agreed a EUR217 million takeover of Norkom Technologies, a Dublin-based provider of anti-fraud and compliance software to the financial services industry.
14 January 2011
Global spending on retail banking technology is set to jump by nearly a quarter over the next five years, hitting $132 billion, according to analyst house Ovum.
12 January 2011
The Financial Services Authority has given Chicago-based derivatives exchange operator CME Group the green light to start clearing OTC trades in Europe early next year.
17 December 2010
Deutsche Bank is rolling out core technology from Tata Consultancy Services (TCS) across its Global Transaction Banking (GTB) business.
14 December 2010
Dutch market watchdog AFM says it sees no grounds for restricting the use of high frequency trading (HFT), but warns that market participants and regulators must improve their operational and risk management techniques to deal with the complexity of computer-driven trading strategies
10 December 2010
The European Commission has published its widely trailed Markets in Financial Instruments Directive (MiFID) review, calling for greater oversight of high-frequency trading and a clamp down on speculators in commodities.
08 December 2010
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