Scotia Capital

5 results about this entity

Period: 13 Sep 2004 - 11 May 2023

/regulation

SEC charges HSBC And Scotia Capital with widespread recordkeeping failures

The Securities and Exchange Commission today charged HSBC Securities (USA) Inc. and Scotia Capital (USA) Inc. for widespread and longstanding failures by both firms and their employees to maintain and preserve electronic communications.

Canadian dealers to set up alternative trading platform

Seven of the biggest investment dealers in Canada are teaming up to establish an alternative trading system (ATS) in a bid to increase equity trading efficiencies and make the country more globally competitive.

Scotia Capital moves to Anvil's Arts system

Scotia Capital, the corporate and investment banking arm of Canada's Scotiabank, is implementing Anvil Software's Arts system to support its North American and European repo and securities finance operations.

State Street signs five Canadian banks for forex confirms

Five Canadian banks - Bank of Montreal, Scotia Capital, CIBC, Royal Bank of Canada and TD Bank Financial Group - have joined State Street's post-trade foreign exchange confirmation matching and settlement tool, Global Trading Support Services.

Scotia Capital signs with BT for multi-site voice trading system

Canada's Scotia Capital is deploying a voice trading system supplied by BT across its 250-position Toronto trading floor and across 100 positions at its remote business continuity planning (BCP) centre located outside the city.