This post will take a closer look at FCA’s position on transaction reporting inspired by recent news of the FCA fining a large financial institution for breaches of reporting obligations under MiFID, see [FCA] for details. It is the 12th firm regulated by the FCA to face fines in relation to the MiFID transaction reporting obligation. What makes t...
20 May 2015 /regulation
Nick CollinDirector at Collin Consulting Ltd
Rob KingDirector at RIK Consulting Limited
Ramanuj BanerjeeDirector at Globe-Smart Ltd
Manoj PandyaDirector at MetLife
Grant MartinDirector at Monfor
Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.
Please read our Privacy Policy.