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Coverage of industry regulations, trends, issues, and developments relating to global OTC derivatives and Central Counterparty (CCP) clearing around the world.
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Rodrigo Zepeda CEO at Storm-7 Consulting Limited
1.1 Introduction This blog will provide an analysis of the $20 million fine imposed on The Options Clearing Corporation, and a critique of the Orders imposed by the United States Securities and Exchange Commission and the United States Commodity Futures Trading Commission. The first part will cover the Order made by the Commodity Futures Tr...
29 October 2019 /regulation
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