Report

The New Consolidated Audit Trail (CAT) Timeline: Rethinking Your Implementation Plan

Following recent changes to the Consolidated Audit Trail (CAT) programme, financial institutions need to reconsider their implementation plans in-line with the new project timelines. Following FINRA’s selection, updated specifications are being published, and the new long-term plan for all phases of CAT has been unveiled to the industry.

12 July 2019 29 downloads

Financial institutions now need to look at the changes being announced and determine the implications for both implementing solutions and the operational models they will need in place once CAT is fully live.

This paper by Broadridge provides information on the new timeline and helps financial institutions ask vital questions that will help keep their CAT implementation plans on track.

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The New Consolidated Audit Trail (CAT) Timeline: Rethinking Your Implementation Plan

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