/regulation & compliance

News and resources on regulation, compliance, legal and governance issues for banks and fintechs.

US regulators seek info on bank-fintech relationships

US banking regulators have issued a warning on the potential risks associated with third-party deposit arrangements and made a call for more information on the relationships between lenders and fintechs.

  5 1 comment

US regulators seek info on bank-fintech relationships

Editorial

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community.

In a joint statement, the Federal Reserve, FDIC and Office of the Comptroller of the Currency have put out a request for information on a broad range of bank-fintech arrangements, including with respect to deposit, payments, and lending products and services.

The agencies are "seeking input on the nature and implications of bank-fintech arrangements and effective risk management practices," as they ponder further steps.

Separately, the regulators note that some banks have teamed up with third parties to deliver deposit products and services, such as checking and savings accounts.

"A bank’s use of third parties to perform certain activities does not diminish its responsibility to comply with all applicable laws and regulations," warn the regulators.

Such arrangements pose risks, such reducing control, a lack of access to records, compliance issues at the third party, and insufficient risk management for consumer protection.

Although it does not set out new expectations, the statement reminds lenders of the existing legal requirements, guidance, and related resources.
 

Sponsored [Webinar] Unifying Card Programmes: The cost-reduction imperative

Comments: (1)

Ketharaman Swaminathan

Ketharaman Swaminathan Founder and CEO at GTM360 Marketing Solutions

This is a good move, especially in the context of safety of money, which I highlighted in my blog post Bank v. Neobank: Safety Of Money In The Light Of Synapse - Evolve Fracas. However, it might eventually come down to the jursidiction of nonbanking regulators who regulate contracts across all industries e.g. FTC. 

[Webinar] 2025 Fraud Trends: Synthetic Identity, AI and Incoming MandatesFinextra Promoted[Webinar] 2025 Fraud Trends: Synthetic Identity, AI and Incoming Mandates