/regulation & compliance

News and resources on regulation, compliance, legal and governance issues for banks and fintechs.

FCA turns the screws on compliance in work-from-home environment

The Financial Conduct Authority has warned banks that they must now provide the same standard of surveillance of staff working from home as they would in an office environment.

  30 Be the first to comment

FCA turns the screws on compliance in work-from-home environment

Editorial

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community.

In a speech delivered by Julia Hoggart - appropriately enough from her own home - the FCA's director of market oversight says that while scenarios emerged early in the pandemic where the usual levels of recording and surveillance were not possible, firms should now have overcome these challenges.

"Our expectation is that going forward, office and working from home arrangements should be equivalent - this is not a market for information that we wish to see be arbitraged," she says. "We expect firms to have updated their policies, refreshed their training and put in place rigorous oversight reflecting the new environment - particularly regarding the risk of use of privately owned devices."

She says that such policies should prevent the use of privately owned devices for relevant activities where recording is not possible. New communication mechanisms, before they are used, should have controls in place where required and their use be approved by firm management.

Sponsored [New Impact Study] Catering to a new generation though unified card programmes

Comments: (0)

[On-Demand Webinar] 2025 Fraud Trends: Synthetic Identity, AI and Incoming MandatesFinextra Promoted[On-Demand Webinar] 2025 Fraud Trends: Synthetic Identity, AI and Incoming Mandates