Marketplace lending and distributed ledgers pose threats to financial stability - FSOC

The Financial Stability Oversight Council (FSOC) has zoned in on marketplace lending and distributed ledger technology as emerging threats to the safe operation of financial markets.

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Marketplace lending and distributed ledgers pose threats to financial stability - FSOC

Editorial

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community.

In its annual report, the US Treasury agency body says that as marketplace lending continues to grow, financial regulators will need to be attentive to signs of erosion in lending standards.

"Marketplace lending is an emerging way to extend credit using algorithmic underwriting which has not been tested during a business cycle, so there is a risk that marketplace loan investors may prove to be less willing than other types of creditors to fund new lending during times of stress," states the report.

The Council warns that the market may also come to be a source of future systemic risk as institutional investors and banks pile in: "Given the rapid rise in the number of marketplace lenders who often compete with traditional lenders for the same borrowers, there is a risk that underwriting standards and loan administration standards of these lenders could deteriorate to spur volumes, which could spill over into other market segments."

As with marketplace lending, distributed ledger systems also pose certain risks and uncertainties which market participants and financial regulators will need to monitor, states the Council.

"Market participants have limited experience working with distributed ledger systems, and it is possible that operational vulnerabilities associated with such systems may not become apparent until they are deployed at scale," states the report, pointing to recent delays in bitcoin trade confirmations and associated market volatility.

"Similarly, although distributed ledger systems are designed to prevent reporting errors or fraud by a single party, some systems may be vulnerable to fraud executed through collusion among a significant fraction of participants in the system."

Regulators will need to adapt to the changing market structure as distributed ledger systems come online, the FSOC says.

"Since the set of market participants which makes use of a distributed ledger system may well span regulatory jurisdictions or national boundaries, a considerable degree of coordination among regulators may be required to effectively identify and address risks associated with distributed ledger systems," the report concludes.

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Comments: (3)

Gerard Hergenroeder

Gerard Hergenroeder Retired IBMer and Banking Executive at Payments Shark

I would tend to agree. The free market is a funny thing in that it is not really free. There always needs to be checks and balances to keep the bad guys honest. There are always unintended consequences. Greespan learned this the hard way. Bitcoin also learned its lesson

Dinesh Katyal

Dinesh Katyal Director Product at Financial Data Exchange

Ironically, FSOC may be a bigger threat to financial stability than marketplace lending or distributed ledger. It isn't the marketplace lenders that lost the appetite in the aftermath of 2008, it was the FIs driven by bodies such as FSOC. If you were a small business, good luck finding a loan. If marketplace lenders hadn't stepped in and rattled the cages we'd still be dealing with historically low lending rates to small businesses despite the flood of easy money. Speaking about unintended consequences, stopping the flow of innovation, and promotion of existing financial systems, is a much bigger risk than letting a few banks or marketplace lenders fail. As for blockchain, yes, it does create a nightmare for central regulatory authorities, but that is precisely the idea. They need to be disrupted like the rest of the industry.

Ketharaman Swaminathan

Ketharaman Swaminathan Founder and CEO at GTM360 Marketing Solutions

"Given the rapid rise in the number of marketplace lenders who often compete with traditional lenders for the same borrowers," Whaaat? Facts point to exactly the opposite: Marketplace lenders are bottom feeders and cater to the segment of the market that banks have shunned. They're already facing well-publicized problems selling their debt to finserv, there's no systemic risk if they fail. 

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