Latest Results from /regulation
/regulation
The UK's Financial Conduct Authority says it will give some crypto firms more time to comply with upcoming marketing rules such as the 24-hour cooling off period for first time investors.
07 September 2023
An FCA survey of sanctions controls at 90 UK firm has found deficiencies across a range of key indicators, including staffing, technology and reporting frameworks.
Mortgage lender Perenna has become the first UK startup to receive an unrestricted banking licence in 2023.
Nordic AML vendor Strise has raised a $10.8 million Series A funding round to drive international expansion, starting with the UK.
06 September 2023
An Australian regulator has taken Westpac to court, accusing the bank of failing to respond to customers that filed financial hardship notices because of a problem with its online process.
ThetaRay, the Isralei fintech that enables banks to monitor payment traffic to sniff out money laundering risks, has completed a $57 million fundraising round.
05 September 2023
A division of Goldman Sachs' transaction banking business (TxB) has stopped taking on riskier fintech clients after receiving a warning from the US Federal Reserve, according to the Financial Times.
01 September 2023
Mustafa Suleyman, Google DeepMind's co-founder and chief executive of Inflection AI, told the Financial Times that the US should use their chip leadership to enforce minimum global standards for the use of AI.
From today, the UK will enforce new anti-money laundering rules for crypto as set out by the Financial Action Task Force (FATF).
The Swiss Government has drafted new anti-money laundering regulations which will impose a higher standard than the rest of Europe.
The Financial Conduct Authority (FCA) has assessed 9 firms on their savings products following concerns of unfair saving deals for consumers.
A US federal appeals court has sided with an asset manager in a lawsuit against the Securities and Exchange Commission (SEC) after the regulator denied an application to convert the Grayscale Bitcoin Trust into an exchange-traded fund (ETF).
30 August 2023
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