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Ben Parker

Ben Parker CEO at eflow uk ltd

Understanding the processes behind an effective eComms surveillance strategy

It goes without saying that regulatory compliance is of critical importance for businesses operating in financial markets. A firm’s failure to meet their regulatory obligations can have significant consequences for their business, including enforcement action, financial penalties and catastrophic reputational damage. A real-world example that h...

/regulation Financial Services Regulation

Ben Parker

Ben Parker CEO at eflow uk ltd

Navigating the perfect storm: global shocks, technological evolution, and the new regulatory maze

The global financial landscape is currently battling a variety of simultaneous shocks that have made it vulnerable to market abuse. In March of last year, Fabio Panetta, of the European Central Bank’s Executive Board, delivered a speech where he declared that we are in the wake of a series of global shocks. From events such as the pandemic, supply...

/regulation /crime RegTech

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