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Robert Houghton Founder at Insightful Technology

Three steps to ensure accurate compliance evaluation

Remaining compliant in today’s financial landscape is no easy feat. Every call, message, communication and snippet of information shared between employees, customers and trading partners must be captured, stored and monitored to prove compliance. To regulators, every financial institution is potentially guilty of wrongdoing, until proven innocent....

15 March 2024 /regulation Financial Services Regulation