Community

Espen Skogen Co-founder at RocketFin

Regulatory compliance. Let's start at the desktop!

New regulations arrive regularly, and there are a few common themes we see across financial services. Regulations are political creations, implemented in law and thus tend to be light on detail of HOW, but will often be very clear on what the outcome should be. The ‘implementation' detail is often left to the likes of FINRA, ESMA and similar agenc...

24 October 2019 /regulation