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Synectics Solutions ships SynID identity verification tool

Synectics Solutions has launched SynID – a tool proven to help banks deliver a ‘friction-right’ journey for more good customers in seconds, by increasing certainty in ID verification.

/regulation

Federal reserve launches Instagram and Threads accounts

The Federal Reserve Board on Monday launched its Instagram and Threads accounts with the aim of increasing the accessibility and availability of Board news and educational content.

/regulation

Coinbase gains Payment Institution Licence in Singapore

Coinbase Singapore is pleased to announce that we have obtained a Major Payment Institution (MPI) licence from the Monetary Authority of Singapore.

/regulation

SEC doles out more messaging violation fines

The Securities and Exchange Commission today announced charges against five broker-dealers, three dually registered broker-dealers and investment advisers, and two affiliated investment advisers for widespread and longstanding failures to maintain and preserve electronic communications.

/regulation

Esma work programme to focus on digital change and the green transition

The European Securities and Markets Authority (ESMA), the EU’s financial market regulator and supervisor, today publishes its work programme for 2024.

/regulation

WFE sets out six principles to promote sound marketplaces in crypto-trading

The World Federation of Exchanges (WFE), the global body for exchanges and central counterparty clearing houses (CCPs)s, today sets out six principles to promote sound marketplaces in crypto-trading in a new report.

/regulation

Compliance costs for financial institutions reaches $206.1 billion

LexisNexis Risk Solutions released its annual True Cost of Financial Crime Compliance Report. The study examines how financial institutions navigate the expenses and challenges tied to evolving financial crime compliance requirements.

/regulation

LEIs extended to cover beneficial ownership status

A collaboration between GLEIF and Open Ownership has resulted in Legal Entity Identifiers (LEIs) being integrated into datasets produced in line with the Beneficial Ownership Data Standard for the first time.

/regulation

Kraken secures EU e-money licence

Kraken, one of the world’s longest-standing and most secure crypto platforms, today announced it has received authorization from the Central Bank of Ireland as an E-Money Institution (EMI).

/regulation

Deutsche Bank subsidiary DWS to pay $25 million penalty for AML and ESG violations

The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in two separate enforcement actions, one addressing its failure to develop a mutual fund Anti-Money Laundering (AML) program, and the other concerning misstatements regarding its Environmental, Social, and Governance (ESG) investment process.

/regulation

Goldman to pay $6 million in penalties for deficient 'Blue Sheet' data

The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC.

/regulation

FCA bids to boost diversity in financial services

In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink and unlock talent.

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