Company updates

Search
clear
clear
Reset all filters

Latest Results from /regulation

/regulation

SEC issues more communication fines

The Securities and Exchange Commission today announced charges against five broker-dealers, seven dually registered broker-dealers and investment advisers, and four affiliated investment advisers for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications.

/regulation

Navro receives authorisation from the Central Bank of Ireland to provide payment services

Navro – the pioneering fintech firm formerly known as Paytrix that simplifies global payments for international businesses – today confirms that it has been authorised by the Central Bank of Ireland as an Electronic Money Institution (EMI). Under the terms of the licence, fast-growth businesses with international ambitions can benefit from Navro’s global payments curation services under the protection of European Union regulation.

/regulation

Fenergo arrives on AWS Marketplace

Fenergo, the leading provider of digital solutions for Know Your Customer (KYC), Transaction Monitoring and Client Lifecycle Management (CLM), today announces that its software-as-a-service (SaaS) CLM solution is now available on AWS Marketplace.

/regulation

ING receives summons from investors over financial crime controls

Today ING and certain board members were served with a writ of summons for litigation in The Netherlands on behalf of investors who claim to have suffered financial losses in connection with ING’s disclosures on historic shortcomings in its financial economic crime policies, related risk management and control systems, the investigation by and settlement with the Dutch authorities in 2018 and related risks for ING.

/regulation

Salv awarded licence to operate as a ‘Closed Service KYC Utility’ service provider.

Leading European Regulatory Technology (RegTech) scale-up Salv has broken new ground by becoming the first technology firm in Europe to secure a regulator-awarded licence to operate as a ‘Closed Service KYC Utility’ service provider.

/regulation

B2C2 obtains Luexmbourg VASP registration

B2C2, the leading crypto liquidity provider servicing institutional clients globally, has obtained regulatory approval to operate in Luxembourg and expand its EU presence.

/regulation

Napier Continuum for AML compliance now available as plug-and-play hosted service or headless API

Napier, the London-based global financial crime compliance RegTech, is pleased to announce that its award-winning Anti Money Laundering (AML) platform, Napier Continuum is now available through two new service offerings: Napier Continuum Live and Napier Continuum Flow. These new solutions deliver Napier’s experience in helping financial institutions transform their AML solutions with a compliance-first focus.

/regulation

Confide allies with the Association of Corporate Investigators

Confide, the revolutionary governance, risk, and integrity platform founded by Wirecard whistleblower, Pav Gill, announces a strategic collaboration with the Association of Corporate Investigators (ACi).

/regulation

AFME expresses alarm over proposed custody rules for crypto assets

Commenting on the UK FCA and Bank of England consultations on the regulatory approach to stablecoins, which close today, James Kemp, Managing Director of Technology and Operations at the Association for Financial Markets in Europe (AFME), said:

/regulation

Liberis to check funding applications with automated compliance verifications from Alloy

Liberis, the leading global embedded finance platform, today announced a partnership with Alloy, the identity risk management company behind over 500 of the world’s leading banks and fintechs.

/regulation

Nium secures regulatory approvals in India

Nium, the leader in real-time global payments, proudly announces it has received in principle approval from the Reserve Bank of India for two prestigious payment licences – the Prepaid Payment Instrument (PPI) Licence and the Payment Aggregator (PA) Licence.

/regulation

EU fintechs demand rewrite of proposed AML rules

Joint statement of ETPPA, EMA, EPIF, EFA, and OFA on: AMLR technical trilogues - RECITAL 34 discriminating against European fintechs

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept