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Latest Results from /markets

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Sigma unveils AI-based, no-code suite of tools for traders

SIGMA Financial AI, an innovator in developing AI-driven trading solutions, launches Akili-AI, a sophisticated suite of enterprise-ready trading strategy tools.

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Esma work programme to focus on digital change and the green transition

The European Securities and Markets Authority (ESMA), the EU’s financial market regulator and supervisor, today publishes its work programme for 2024.

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WFE sets out six principles to promote sound marketplaces in crypto-trading

The World Federation of Exchanges (WFE), the global body for exchanges and central counterparty clearing houses (CCPs)s, today sets out six principles to promote sound marketplaces in crypto-trading in a new report.

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Hypothekarbank Lenzburg joins SIX Digital Exchange

SDX, the world’s first fully regulated financial market infrastructure for digital assets, welcomes Hypothekarbank Lenzburg as a new member on its Central Securities Depository (CSD).

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DTCC appoints Brian Steele from Goldman Sachs as president of clearing & securities services

DTCC, the premier post-trade market infrastructure for the global financial services industry, today announced the appointment of Brian Steele as Managing Director, President, Clearing & Securities Services, effective October 2, 2023.

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Compliance costs for financial institutions reaches $206.1 billion

LexisNexis Risk Solutions released its annual True Cost of Financial Crime Compliance Report. The study examines how financial institutions navigate the expenses and challenges tied to evolving financial crime compliance requirements.

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Zilliqa and GMEX ZERO13 to launch consumer-focused carbon offset platform

Zilliqa, a leading layer-1 blockchain offering high-performance, high-security and low-fee solutions, today announces a partnership with GMEX Group and its initiative ZERO13, the digital climate fintech aggregation ecosystem, to launch the first-of-its-kind carbon offset platform that will transform the way that retail customers engage with corporate environmental initiatives.

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LEIs extended to cover beneficial ownership status

A collaboration between GLEIF and Open Ownership has resulted in Legal Entity Identifiers (LEIs) being integrated into datasets produced in line with the Beneficial Ownership Data Standard for the first time.

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Beeks Analytics gets a major update with version 11.1

Beeks Group, a leading managed cloud computing and analytics provider for the global financial markets is pleased to announce the release of version 11.1 of the Analytics powered by Beeks product line.

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Deutsche Bank subsidiary DWS to pay $25 million penalty for AML and ESG violations

The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in two separate enforcement actions, one addressing its failure to develop a mutual fund Anti-Money Laundering (AML) program, and the other concerning misstatements regarding its Environmental, Social, and Governance (ESG) investment process.

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Goldman to pay $6 million in penalties for deficient 'Blue Sheet' data

The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC.

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Legacy technology maintenance eating up budgets of FMIs

Nasdaq (Nasdaq: NDAQ) today published the results of a major global survey across the post-trade ecosystem, including over 300 decision makers from exchange groups, custodians, brokers, and other service providers. The report was produced in partnership with the ValueExchange.