Post-trade & ops

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The big data advantage for digital challengers

/Post-trade & ops

The big data advantage for digital challengers

Ricky Knox Co-Founder, Tandem, and Managing Partner, Hexagon Partners, at “Banking on the Future”, a seminar produced by Fiserv, Innovate Finance and techUK, discusses how traditional banks’ digital transformation is impeded by legacy systems, legacy profits and the difficulty of accessing and aggregating their data - and how digital challengers will exploit big data technologies to make their services more widely available while at the same time more closely identifying their ideal customers.

Turning off the liquidity tap

/Post-trade & ops

Turning off the liquidity tap

Lee Fulmer, Market Commentator, discusses progress with intraday liquidity management, exploring how banks need to understand not just whether they have enough liquidity but how to control the flow of that liquidity in a crisis situation.

Filling the gaps in financial crime compliance

/Post-trade & ops

Filling the gaps in financial crime compliance

Matthew Long, Financial Crime and GRC Management Global Solution Lead, Oracle and Michael Davison, Industry Principal, Financial Services, Atos, discuss the growing challenge for banks of meeting their financial crime and compliance obligations – such as the requirements of the 4th AML Directive - and explore the industry’s response, including efforts to achieve a holistic view of risks by centralising investigation management operations, the focus on better utilising big data and analytics for compliance, and the increasing relevance of hosted solutions to ensure players of all sizes and complexity can comply in a cost efficient way.

/Post-trade & ops

FCA fines Threadneedle Asset Management Limited £6m

The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to put in place adequate controls in the fixed income area of its front office, and for providing inaccurate information to the regulator and for failing to correct the inaccurate representation for four months.

/Post-trade & ops

SunTrust Robinson Humphrey implements Fenergo platform

Fenergo, the leading provider of Client Lifecycle Management solutions for investment, corporate and private banks, has today announced that SunTrust Robinson Humphrey has successfully implemented Fenergo’s award-winning solutions to streamline its regulatory onboarding, entity data and client lifecycle management processes.

SETL commences fundraising; appoints former BofE exec Sir David Walker as chairman

/Post-trade & ops

SETL commences fundraising; appoints former BofE exec Sir David Walker as chairman

Sir David Walker, a former executive director of the Bank of England, joins the ranks of financial luminaries clambering aboard the blockchain bandwagon by joining cryptographic payments and settlement infrastructure startup SETL as chairman.

What’s the impact of MiFID II?

/Post-trade & ops

What’s the impact of MiFID II?

At Deutsche Börse’s third London MiFID II workshop, Rory McLaren, Product Development MiFID II Transaction Reporting, Deutsche Börse Group, outlines the market requirements, and Axel Schorn, Programme Manager Regulatory Reporting, Deutsche Börse Group, alongside representatives from Credit Suisse, and Nomura International plc, discuss the challenges the financial services industry faces with this new MiFID II regulation.

/Post-trade & ops

Omgeo and SimCorp hail first live automated repo matching process

The Depository Trust & Clearing Corporation (DTCC)’s Omgeosubsidiary, the global standard for institutional post-trade efficiency, and Simcorp, the leading provider of investment management solutions and services, today announced that the first live repurchase agreement (repo) trade has been automatically processed in SimCorp Dimension and Omgeo Central Trade ManagerSM (Omgeo CTM) between Kammarkollegiet and Nordea Bank.

/Post-trade & ops

Asic releases rules governing central clearing in OTC derivatives

ASIC has today released rules implementing Australia's mandatory central clearing regime for over-the-counter (OTC) derivatives of financial institutions – the ASIC Derivative Transaction Rules (Clearing) 2015 (derivative transaction rules (clearing)) and explanatory statement.

On-boarding is a competitive differentiator

/Post-trade & ops

On-boarding is a competitive differentiator

Steve Pulley, Global Managing Director, Client On-boarding & KYC Solutions, Thomson Reuters, outlines the changes in KYC for banks and investment managers this year, and the focus that they should have in their due diligence processes in 2016.

/Post-trade & ops

Watson Wheatley signs new clients for reconciliation services

Watson Wheatley Financial Systems (WWFS), specialists in securities reconciliation, can announce the signing of three new clients in Q4 2015.

/Post-trade & ops

Borsa Istanbul goes live on Nasdaq technologies

Borsa Istanbul and Nasdaq have announced that Borsa Istanbul has officially gone live on nine of Nasdaq's market-leading technologies including trading and clearing, settlement, market data management, index calculation, market surveillance, business intelligence, and pre- and post-trade risk management.

/Post-trade & ops

SS&C gets SEC approval for SSCNet

SS&C Technologies Holdings, Inc. (Nasdaq:SSNC), a global provider of financial services software and software-enabled services, today announced it has received approval from the Securities and Exchange Commission (SEC) to bring its disruptive cloud-based, post-trade matching service, SSCNet to the U.S. market.

/Post-trade & ops

Regulatory pressure expected to intensify - Broadridge survey

Nearly two-thirds of equity analysts (61 percent) who cover global capital markets institutions expect regulatory pressures on banks to intensify further through 2020, with potential new capital rules, informally known as “Basel IV,” likely to have the greatest effect on their operations, according to a global survey of nearly 150 buy-side and sell-side analysts.

/Post-trade & ops

Standard Chartered selects Accuity and Fircosoft for global sanctions screening

Accuity, the leading global provider of Risk and Compliance, Payments and Know Your Customer solutions and FircoSoft, the leading global provider of watch list filtering solutions, have been selected by Standard Chartered Bank to provide integrated global sanctions screening and data.

/Post-trade & ops

Back office intelligence moves to the mobile with eg

A new mobile application providing real time alerts and management information to operational managers on the move, as well as managing the activities of mobile workers, has been launched by eg solutions, the pioneer of the back office workforce optimisation software market.

/Post-trade & ops

Murex rolls out enterprise platform for SA-CCR

Murex, the leading provider of Trading, Risk management and Processing solutions, announces a packaged solution for the Standard Approach for Counterparty Credit Risk (SA-CCR) under Basel III.

/Post-trade & ops

Data vendors sign up to SPReD reference data utility

SmartStream, the financial Transaction Lifecycle Management (TLM®) specialist, today announced that Euromoney Tradedata, Exchange Data International, Interactive Data Corp, S&P Capital IQ, S&P Dow Jones Indices, SIX Financial Information, and Thomson Reuters, have each established agreements allowing The SmartStream Reference Data Utility(RDU) to process their data on behalf of mutual customers.

/Post-trade & ops

Fenergo launches Data Integration Manager, integrates with DTCC Avox, Omgeo and Clarient Global

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment, corporate and private banks, has today launched Fenergo Data Integration Manager to enhance the Client Lifecycle Management process for financial institutions.

/Post-trade & ops

Traiana sees possible $30 million savings from netting for OTC equity markets

Traiana, the leading provider of pre-trade risk and post-trade processing solutions, today announces the publication of a white paper that highlights significant gains for the industry as a result of the netting benefits found during the automated central clearing of OTC equity trades, across pan European clearers on an interoperable basis.

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