Dealing rooms

1575 articles tagged with this keyword

/Dealing rooms

Fidessa forecasts slowdown in H2 as consolidation trends hit market

Trading systems vendor Fidessa is forecasting a slowdown in growth for the second half of 2009 as consolidation trends hit smaller customers and buy-side firms.

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Nomura launches low-latency European trading service

Nomura has launched a low latency trading service that taps networking technology from Colt to offer clients co-located software hosting connectivity to major exchanges and MTFs in Europe.

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Regulators call for substantial IT investment to combat risk deficiencies

Financial services firms need to make substantial and sustained investments in IT infrastructure if they are to overcome severe underlying weaknesses in their risk management capabilities, according to a report by financial regulatory agencies.

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SEC proposes dark pool rules; institutions divided over merits of high frequency trading

The US Securities and Exchange Commission has unveiled proposals aimed at shedding more light on dark pool trading by introducing new rules that would require enhanced public disclosure of stocks passing over alternative trading networks.

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Nyse makes move to improve dark pool transparency

With dark pools under the regulatory microscope, Nyse Euronext has struck a deal with five firms behind ATSs and off-exchange market centres to print trades made on the venues on the reporting facility it operates with Finra and display daily activity on Nyse.com.

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SEC and CFTC propose joint IT task force

The Securities and Exchanges Commission and Commodity Futures Trading Commission want to create a joint IT task force as part of a wider move to harmonise their work and improve cooperation.

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First Derivatives boosts Kx Systems stake; posts H1 profit rise

Capital markets tech house First Derivatives has acquired a further 15% interest in Californian analytical database vendor Kx Systems for $7.5 million in a mixture of cash and shares.

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IBM exec among six charged over tech insider trading scheme

A top IBM executive is among six people charged by US authorities over an alleged $20 million hedge fund insider trading scam involving some of the world's biggest technology companies.

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LSE tech breakdown re-ignites calls for consolidated tape

Dealing technology vendor Fidessa has re-ignited calls for the creation of a consolidated tape for European market data pricing after an outage at the London Stock Exchange last week appeared to depress trading in affected stocks.

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Stocktweeting sets up market news and rumour tape; credit unions hooked by Twitter phishers

Texas start-up Stocktweeting has launched a Web site for traders to filter and track information posted about publicly listed companies over the Twitter micro-blogging service.

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Nasdaq OMX plans new listings market and third US equity mart

Nasdaq OMX says it will establish a new US listing market, called BX, for companies that do not qualify for an exchange listing, and launch a third equity trading venue offering a price/size execution priority model.

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Thomson Reuters, Bloomberg on media acquisition trail

Thomson Reuters has completed the acquisition of regulatory news outfit Hugin Group BV from Nyse Euronext. The consummation of the deal comes as the UK news and information group agrees an offer for financial commentary business Breakingviews and market data rival Bloomberg scoops up distressed print title Business Week.

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LCH.Clearnet shareholders approve buyout

The future of LCH.Clearnet finally appears to be settled after shareholders in the London-based clearing house voted overwhelmingly in favour of a buyout proposal.

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DTCC to move 1600 staff from Manhattan to Jersey City

The Depository Trust & Clearing Corporation (DTCC) says it will relocate around 1600 employees, including IT staff, from its Manhattan corporate headquarters to Jersey City in 2013.

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Fixed income dealer Pressprich takes stake in CodeStreet

New York-based fixed income broker dealer RW Pressprich & Co has taken an equity stake in software house CodeStreet.

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Finra fines Citi $600,000 for weak trade supervision

Citi has been fined $600,000 by US regulators for lax supervision of trading strategies that helped foreign clients avoid taxes on dividends. The firm also failed to adequately monitor Bloomberg messages used to communicate about the trades.

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Morgan Stanley to measure latency performance with Corvil

Morgan Stanley is to use latency monitoring technology from Corvil to analyse and optimise data transmission speeds from its market data plants in New York and London and to and from execution venues.

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DTCC calls on lawmakers to mandate use of central trade reporting utility

The Depository Trust and Clearing Corporation has called for legislative changes mandating the use of a trade repository for over-the-counter (OTC) credit derivatives contracts in testimony submitted to the House Financial Services Committee.

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SEC to extend dark pool probe

The Securities and Exchange Commission is to extend its regulatory probing of dark pools to include issues surrounding high frequency trading, direct market access and co-location.

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FSA fines Seymour Pierce for employee fraud

Seymour Pierce has been fined £154,000 by the UK's Financial Services Authority (FSA) for failing to prevent an employee stealing from the stockbroker and its clients.