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Kx Systems wins SEC contract

Kx Systems, a leader in high-performance database and time-series analytics, has announced that it has been awarded a contract by the U.S. Securities and Exchange Commission (SEC) for use of its kdb+ software in supporting its ongoing IT objectives.

/Reporting/compliance

Nasdaq's BWise offers turnkey package for SOX reporting

Nasdaq's BWise (NDAQ), a global leader in enterprise Governance, Risk Management and Compliance (eGRC), announced today the launch of the Nasdaq Sarbanes-Oxley (SOX) Software Solution in collaboration with Nasdaq's Listings Services business.

/Reporting/compliance

Irish Stock Exchange runs surveillance with Scila and Deutsche Bourse

The Irish Stock Exchange (ISE), the Dublin-based exchange, has chosen to implement Scila Surveillance, provided by the leading independent Stockholm-based surveillance technology provider Scila.

Global fintech investment triples - Accenture

/Reporting/compliance

Global fintech investment triples - Accenture

Global investment in financial technology tripled last year to hit $12.2 billion, with the US market dominating, according to a report from Accenture and the Partnership Fund for New York City.

/Reporting/compliance

Banks resort to box-ticking to meet ovewhelming regulatory burden

Today, GFT, one of the world’s leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to ‘The New Normal’ - a constant state of regulatory change.

/Reporting/compliance

FIS opens Centre of Regulatory Intelligence

Increasing interactions with government officials and regulators in order to unlock deeper regulatory insight, FIS (NYSE: FIS), a global leader in banking and payments technology as well as consulting and outsourcing solutions, has announced the opening of its Center of Regulatory Intelligence in Washington, D.C.

/Reporting/compliance

Northern Trust launches UK Sorp reporting package

Northern Trust (Nasdaq: NTRS) has launched a new Statement of Recommended Practice (SORP) reporting solution to help institutional clients navigate the new UK SORP reporting requirements.

/Reporting/compliance

Swift KYC Registry approved by Bank of Russia

The Russian SWIFT National User and Member Group, ROSSWIFT, has been given approval by the Central Bank of the Russia Federation (CBRF) to roll out SWIFT’s Know Your Customer (KYC) Registry to Russian financial institutions.

/Reporting/compliance

Trayport connects to Regis-TR for Remit reporting

Trayport extends its Emir connectivity to Remit by connecting to Regis-TR’s Registered Reporting Mechanism (RRM).

/Reporting/compliance

Wolters Kluwer bags Sri Lankan risk reporting deals

Risk and regulatory technology company Wolters Kluwer Financial Services has expanded its geographic reach in Asia, following news that Sri Lanka’s two largest private commercial banks have signed up to use its OneSumX Finance solution.

/Reporting/compliance

Sumitomo Mitsui Trust goes live with Lombard Risk Reporter

Lombard Risk Management plc (LSE:LRM) is pleased to announce that the London branch of Sumitomo Mitsui Trust Bank has successfully gone live with Lombard Risk REPORTER for Bank of England / Financial Conduct Authority regulatory reporting.

/Reporting/compliance

BBH extends relationship with Nice Actimize

NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, will support and enhance Brown Brothers Harriman & Co.’s (BBH) compliance operations with expanded licensing of its Trade Surveillance portfolio, including the Actimize Trading Compliance Solution – Control Room and Actimize Enterprise Risk Case Manager solutions.

/Reporting/compliance

Banca Monte Paschi Belgio implements Wolters Kluwer regulatory reporting software

Wolters Kluwer Financial Services, the regulatory and risk technology firm, announced today that it has successfully implemented its OneSumX Regulatory Reporting solution at Banca Monte Paschi Belgio (BMPB), the Belgium branch of Banca Monte dei Paschi di Siena.

/Reporting/compliance

Ireland's permanent tsb selects Wolters Kluwer for regulatory reporting

Wolters Kluwer Financial Services today announced that permanent tsb, a financial institution with branches throughout Ireland, has selected its OneSumX® Regulatory Reporting solution to help with Basel III implementation across the region.

/Reporting/compliance

Linear Investments deploys Ancoa market surveillance

Ancoa, providers of contextual surveillance and insightful analytics for exchanges, regulators, buy- and sell-side firms, today announced that Linear Investments Ltd, a leading investment manager offering a full-service ‘mini-prime’ brokerage, custody and execution service to smaller and mid-sized hedge funds, has successfully deployed Ancoa’s market surveillance and analytics capabilities for its execution and trading platforms.

/Reporting/compliance

Bank of Queensland deploys Catena Trace for regulatory reporting

Catena Technologies Pte Ltd today announced that Bank of Queensland has deployed Catena’s TRACE™ system to report over-the-counter derivatives to the Australian Securities and Investments Commission (ASIC).

Swift extends KYC Registry to funds and custody

/Reporting/compliance

Swift extends KYC Registry to funds and custody

Banking co-operative Swift is is extending the reach of its KYC Registry utility beyond correspondent banking to support Know Your Customer compliance requirements for funds distribution and custody services.

/Reporting/compliance

BTMU Holland to use Wolters Kluwer OmeSumX for liquidity risk management

Bank of Tokyo-Mitsubishi UFJ (Holland) NV (BTMU Holland) has signed with Wolters Kluwer Financial Services to use its OneSumX solution.

/Reporting/compliance

Natixis adopts RiskFirst analytics platform

Global investment bank Natixis has become the latest to adopt RiskFirst’s real-time analytics and reporting platform, PFaroe.

/Reporting/compliance

Bank tech and data failing to keep pace with regulatory demands

With regulators around the world hammering away at banks’ risk management, culture, and incentive compensation efforts, a new survey by Deloitte Touche Tohmatsu Limited (Deloitte Global) finds that financial institutions have a great deal more work to do on this front to meet heightened regulatory expectations — especially at the top of the house.

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