Reporting/compliance

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Compliance becomes a core competence for financial firms - CCS

A new survey of financial services professionals conducted by Cipperman Compliance Services (CCS) reveals that asset managers, broker-dealers, and other firms are embracing compliance as a core function of their business, with an equal number of respondents reporting that they now spend as much on compliance as they do their legal counsel.

/Reporting/compliance

Financial Synergy provides CRM software for Australian super funds

Industry leading superannuation and investment software provider, Financial Synergy announces today its Acurity™ member online, reporting and compliance platform will enable the delivery of a larger scale and integrated customer relationship strategy for the merged Tasplan and Quadrant super funds.

/Reporting/compliance

Elevate Capital selects Profile Software FMS.next p2p lending platform

Profile Software, an international financial solutions provider, announced today that Elevate Capital Ltd, a UK based firm specialising in real estate crowdfunding has selected the FMS.next P2P Lending solution to manage its online marketplace.

/Reporting/compliance

EdgePoint goes live on Charles River IMS

Charles River, a front- and middle-office investment management solution provider, today announced that EdgePoint Investment Group Inc. (EdgePoint), a global asset manager based in Toronto, is live on the hosted Charles River Investment Management Solution (Charles River IMS).

Asic extends Innovation Hub initiative

/Reporting/compliance

Asic extends Innovation Hub initiative

An 'Innovation Hub' established by Australian financial watchdog Asic to help fintech startups navigate the regulatory landscape is reporting strong demand for its services from budding businesses keen to break into financial services.

/Reporting/compliance

Pegasystems teams up with law firm DLA Piper

Pegasystems Inc. (NASDAQ: PEGA), the software company empowering the world’s leading enterprises with strategic business applications, and DLA Piper, a leading global law firm and regulatory advisor, have collaborated to assist Pega in offering new software capabilities enabling financial institutions to reduce the time and costs associated with managing rapidly evolving laws and regulations.

/Reporting/compliance

Wolters Kluwer takes OneSumX VAT management to China

Wolters Kluwer Financial Services has launched OneSumX VAT Management for China – a solution to help financial firms address new invoicing and value-added tax (VAT) issues in the country.

/Reporting/compliance

B-next opens New York office

B-next, a specialist provider of capital markets compliance solutions, today announced the opening of its New York office.

/Reporting/compliance

DTCC urges legislative action to overcome G20 obstacles

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today urged legislative and industry action to address three key obstacles that are hindering achievement of the G20 transparency goals set forth by policymakers in the aftermath of the 2008 financial crisis.

/Reporting/compliance

PM Capital selects Catena trade repository gateway for derivatives reporting

Catena Technologies today announced that Sydney-based fund manager PM Capital has selected its Trace trade repository gateway product to report OTC derivatives trades to the Australian Securities and Investments Commission.

/Reporting/compliance

Goldman Sachs fined $1.8m for reporting failures

The Financial Industry Regulatory Authority (Finra) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $1.8 million for systemic Order Audit Trail System (Oats) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate Finra Trade Reporting Facility (TRF), and related supervisory failures.

/Reporting/compliance

AxiomSL reports Swedish bank contract win

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that a large Swedish bank has chosen to use AxiomSL’s platform to centralize its head-office regulatory calculations and reporting, and its branch-level reporting in Germany, Norway, Finland, Poland, Denmark, Austria and the United Kingdom (UK).

Banks launch IM service to rival Bloomberg

/Reporting/compliance

Banks launch IM service to rival Bloomberg

A consortium of Wall Street banks has launched an instant messaging platform it hopes will loosen Bloomberg's vice-like grip on the market for real-time communication between traders.

Top-tier financial firms consolidating reconciliation

/Reporting/compliance

Top-tier financial firms consolidating reconciliation

With regulatory requirements driving reconciliation at top-tier financial institutions, many are consolidating through centres of excellence, according to a report from SunGard and Aite.

/Reporting/compliance

Message Automation posts record profits for 2014/2015

Message Automation (MA), the derivatives Post Trade Control specialists have announced record results for their financial year ending in June 2015.

/Reporting/compliance

Swift adds Vietnam bank to its KYC registry

Swift announces today that Vietnam Bank for Agriculture and Rural Development has joined the Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about correspondent banks required for KYC compliance

/Reporting/compliance

Avox granted ISO certification for info security management

Avox Limited, a wholly owned subsidiary of The Depository Trust & Clearing Corporation (DTCC) and the industry leader in legal entity reference data, today announced that it has been awarded International Standard Organisation (ISO) 27001 Certification from the British Standards Institution (BSI).

/Reporting/compliance

Bloomberg introduces Volcker-compliant covered funds tool

Bloomberg has introduced the first tool in the marketplace to help banks and other financial institutions identify covered funds under the provisions of the Volcker Rule.

/Reporting/compliance

Fenergo scores $75 million investment from Insight Venture Partners

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment banks, capital market firms and private banks, has announced today that Insight Venture Partners, a New York-based private equity and venture capital firm, has agreed to invest $75 million in the company.

/Reporting/compliance

Challenger Bank Hampden & Co signs with Evry for card services

Hampden & Co is the first new private bank to be set up in the UK for thirty years. The new bank is built on modern and efficient banking solutions designed to serve clients in the private high-end segment of the retail market. EVRY and Hampden & Co have entered into an agreement for EVRY to deliver card and card-related services.

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