Reporting/compliance

1645 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/Reporting/compliance

Markit closes CoreOne acquisition

Markit (Nasdaq:MRKT), a provider of financial information services, today announced the completion of its acquisition of CoreOne Technologies, a global leading provider of regulatory reporting, index management, data management and prime brokerage services to financial institutions.

/Reporting/compliance

Datactics launches DQ Metrics to track regulatory data compliance

Datactics Ltd, a market leader in data quality and matching software, today announces the launch of DQ Metrics, a powerful data monitoring and measurement application that offers financial institutions the ability to measure their data compliance against evolving regulations and industry standards.

/Reporting/compliance

High speed trader Latour says software coding problem led to SEC fine

Today the SEC announced a settlement with Latour Trading LLC in which Latour consented to the entry of an order relating to Latour's failure to comply with certain regulatory obligations related to its use of intermarket sweep orders ("ISOs").

/Reporting/compliance

S3 upgrades regulatory reporting suite

S3 ("the Company"), a financial services software company that provides customized solutions to monitor and analyze trade execution, today announced the launch of its enhanced regulatory reporting analytics suite.

/Reporting/compliance

Deutsche Bourse turns to Regis-TR for MiFID II reporting

Starting immediately, Deutsche Börse, together with the European Trade Repository REGIS-TR, is helping clients to meet regulatory requirements under the new MiFID II European financial directive.

/Reporting/compliance

Caribbean Association of Banks endorses Swift's KYC Registry

SWIFT today announces that the Caribbean Association of Banks (CAB), with regional membership of 45 financial institutions across 16 countries, endorses The Know Your Customer (KYC) Registry, a centralized repository that maintains a standardised set of information on correspondent banks’ requirements for KYC compliance.

/Reporting/compliance

Esma publishes final rules for MiFID II, MAR, and CSDR

The European Securities and Markets Authority (ESMA) today published its final technical standards (TS) on some of the most important pieces of post-crisis financial regulation: the Markets in Financial Instruments Directive (MiFID II), the Market Abuse Regulation (MAR) and the Central Securities Depositaries Regulation (CSDR).

/Reporting/compliance

Fidessa launches Sentinel Trading Compliance

Fidessa group plc (LSE: FDSA) today announced the release of its new Sentinel Trading Compliance system that will enable asset managers to better consolidate, monitor and control their trading operations and risk.

/Reporting/compliance

Atom Bank signs with Wolters Kluwer for regulatory reporting

Atom, the UK’s first bank designed for digital, has chosen Wolters Kluwer Financial Services’ OneSumX Regulatory Reporting solution to manage its U.K. and European Banking Authority regulatory reporting requirements.

/Reporting/compliance

Alizz Islamic Bank signs for Wolters Kluwer's OneSumX

Alizz Islamic Bank has signed up to use Wolters Kluwer Financial Services’ OneSumX solution for Asset and Liability Management (ALM).

/Reporting/compliance

Helaba bank selects Quantifi for risk management

Quantifi, a specialist provider of analytics, trading and risk management solutions, today announced that Helaba has selected its single xVA solution for counterparty risk management, to provide consistent analytics and support trading, risk management, and regulatory reporting, for their derivatives business.

/Reporting/compliance

LexisNexis upgrades AML compliance platform

LexisNexis Risk Solutions announced today the global launch of the latest version of its flagship AML compliance platform Bridger Insight XG that helps all risk, compliance and anti-money laundering professionals to increase operational efficiencies, consolidate compliance technology and simplify their due diligence processes.

/Reporting/compliance

Brown Shipley deploys SimCorp Coric client reporting automation tech

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has announced that Brown Shipley has achieved a significant milestone in its implementation of SimCorp Coric Client Communications.

/Reporting/compliance

RSRCHXchange launches online marketplace for institutional research

RSRCHXchange officially launches RSRCHX today, its online marketplace for buying and selling institutional research.

/Reporting/compliance

Financial institutions believe common reporting standard will be more taxing than FATCA - KPMG

With a Jan. 1, 2016 effective date looming for 50 "early adopter" jurisdictions set to enact a new international Common Reporting Standard (CRS) for reporting financial account information, 61 percent of respondents to a KPMG survey of executives at financial institutions worldwide say that the CRS will impact more of their accounts than the U.S. provisions commonly known as the Foreign Account Tax Compliance Act (FATCA).

/Reporting/compliance

CFTC fines ANZ for large trader reporting failures

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Australia and New Zealand Banking Group Ltd. (ANZ), an Australia-based financial services company, for failing to comply with its obligation to submit accurate large trader reports (LTRs) for physical commodity swap positions, in violation of Section 4s(f) of the Commodity Exchange Act (CEA) and CFTC Regulations 20.4 and 20.7.

CFTC institutes first action against bitcoin options trader

/Reporting/compliance

CFTC institutes first action against bitcoin options trader

In its first action against an unregistered bitcoin options trading platform, the Commodity Futures Trading Commission (CFTC) in the US has ruled that virtual currencies are a commodity and as such should come under the purview of the Commodity Exchange Act (CEA).

/Reporting/compliance

Nicola Hortin joins AxiomSL as head of EMEA regulatory analysis

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that Nicola Hortin has joined the company as Head of the Europe, Middle East and Africa (EMEA) Regulatory Analysis Team.

/Reporting/compliance

Retailers lose 94% more revenue to fraud than 2014- LexisNexis

The LexisNexis True Cost of FraudSM study reveals merchants are overwhelmed by increasing revenue losses to fraud.

/Reporting/compliance

Digital account opening critical for financial institutions - ID Analytics

ID Analytics, LLC, a leader in consumer risk management, sponsored a study with Javelin to explore the fundamental shift to digital account opening, and the challenges facing financial institutions as they seek to fulfil consumer expectations.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept