Reporting/compliance

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NRI to provide Basel III compliance reporting service for asset managers

Nomura Research Institute (NRI), a leading provider of consulting services and system solutions, today announced that in spring 2016, it will begin providing asset managers with IDS-BIS*1, NRI’s integrated data service offering, to assist with Basel III*2 compliance reporting. Nomura Asset Management, Japan’s largest asset manager, will be the first client to implement IDS-BIS.

/Reporting/compliance

Italy's BMPS signs for Wolters Kluwer regulatory reporting tech

Wolters Kluwer Financial Services announced today that Italy’s Banca Monte dei Paschi di Siena (BMPS) has signed up for its OneSumX Regulatory Reporting solution.

/Reporting/compliance

Orc adds OneTick data management for MiFID reporting

Orc, the global market leader in electronic trading technology for listed derivatives, today announced a partnership with OneMarketData, LLC, to make OneMarketData’s flagship OneTick product an integral component of Orc’s Trading Bricks and Execution Bricks platforms.

/Reporting/compliance

Compliance Science hires Ronald Gould as chairman

Compliance Science (CSI), a leading provider of governance, risk management and compliance solutions, today announced the appointment of Ronald Gould as Chairman – Europe, as well as his addition to the Board of Directors, effective September 23, 2015.

/Reporting/compliance

UK Government publishes anti-money laundering assessment and commits to action plan

Government publishes an assessment of the money laundering and terrorist financing risks faced by the UK and commits to launch a comprehensive action plan to further strengthen the UK’s regime.

/Reporting/compliance

Poor quality data impairing bank regulatory reporting capabilities

Regulatory reporting requirements in the financial services industry are proliferating.

/Reporting/compliance

BTMU signs for swift Compliance Analytics

SWIFT announces today that The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) has signed up for Compliance Analytics, a SWIFT service that helps financial institutions mitigate financial crime risk and cost by analysing their global message traffic on the SWIFT network.

/Reporting/compliance

Oracle moves on regulaotry reporting

The cost and resource burden of regulatory reporting has soared in recent years, and financial firms seek ways to meet deepening data requirements more efficiently and accurately while strategically evolving data architecture to improve performance and drive growth.

/Reporting/compliance

Sapient extends CMRS for MiFIR compliant reporting

Sapient Global Markets, a leading global provider of business technology and consulting services for the capital and commodity markets, today announced the latest development to its award-winning CMRS platform that will enable firms to comply with the Markets in Financial Instruments Regulation (MiFIR) reporting requirements.

One-in-four P2P lenders withdraw from tougher regulatory regime

/Reporting/compliance

One-in-four P2P lenders withdraw from tougher regulatory regime

Over a quarter (26%) of applications from UK-based peer-to-peer lenders seeking FCA authorisation have been withdrawn, raising concerns over firms’ ability to meet new regulatory requirements, says consultancy Bovill.

/Reporting/compliance

Swift to expand financial crime compliance portfolio

SWIFT announces an expansion to its financial crime compliance services portfolio with two new services coming in 2016.

/Reporting/compliance

Accuity and China Systems forge trade finance partnership

Accuity, the leading global provider of Payments, KYC, Risk and Compliance solutions has partnered with China Systems, the leading trade finance solutions vendor, integrating Accuity’s Compliance Link solution with China Systems’ Eximbills Trade Processing Platform to create a SWIFT certified Trade and Supply Chain Finance product providing seamless compliance checks for trade finance transactions.

/Reporting/compliance

BNY Mellon deploys Swift's KYC Registry

BNY Mellon, a global leader in investment management and investment services, has made the utilization of SWIFT's Know Your Customer (KYC) Registry an integral part of its enhanced client onboarding process.

/Reporting/compliance

SimCorp takes trade repository reporting kit to Canada

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, today announced that its solution for trade repository reporting is now available to Ontario, Quebec and Manitoba.

/Reporting/compliance

Nasdaq's Smarts to shed light on dark pools

Nasdaq (Nasdaq:NDAQ), the world's leading provider of trade surveillance technology to marketplaces, regulators and market participants, has officially launched new trade surveillance monitoring capabilities for dark trading activity alongside its award-winning SMARTS Trade Surveillance platform.

/Reporting/compliance

Invast selects Catena Trace for OTC trade reporting

Catena Technologies today announced that Sydney-based brokerage firm Invast Financial Services Australia has selected its TRACE trade repository gateway product to report OTC derivatives trades to the Australian Securities and Investments Commission.

/Reporting/compliance

AxiomSL forms IFRS 9 partnership with AlgoSave

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that it has formed a partnership with AlgoSave, a provider of credit modelling products.

/Reporting/compliance

SimCorp invests in Opus Nebula

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, today announced a new partnership with Opus Nebula Ltd., a London-based provider of fund and client reporting Software as a Service (SaaS).

/Reporting/compliance

ICE Clear Singapore gets Emir all-clear

Intercontinental Exchange (NYSE:ICE), the leading global network of exchanges and clearing houses, announced today that ICE Clear Singapore has been recognised as a third-country central counterparty (CCP) in accordance with the European Market Infrastructure Regulation (EMIR).

/Reporting/compliance

NEPC signs for RiskFirst PFaroe

NEPC, one of the industry’s largest independent, full-service investment consulting firms, has adopted RiskFirst’s risk analytics and reporting platform, PFaroe. PFaroe’s risk analytics will complement NEPC’s current offering by enhancing the firm’s daily monitoring capabilities.

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