Reporting/compliance

1645 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/Reporting/compliance

SAP Ariba and American Express team to streamline purchase reconciliation and compliance

SAP Ariba and American Express today announced that they are working together to reduce the complexity in the B2B procurement process.

/Reporting/compliance

Aktia Bank selects Accuity’s Global WatchList

Aktia Bank has selected Accuity’s Global WatchList to provide regulatory sanctions and other compliance data covering people (PEPS), companies, vessels, goods, countries and payment information.

/Reporting/compliance

Fiserv unveils advisor portfolio management and trading tech tools

Fiserv, Inc. (FISV), a leading global provider of financial services technology solutions, today announced the addition of new advisor portfolio management and trading technology to its Unified Wealth Platform, the company’s single platform for portfolio management, trading, accounting and reporting for managed accounts.

/Reporting/compliance

Axioma acquires the regulatory and risk-reporting units of ConceptOne

Axioma, a leading provider of risk-management and portfolio-construction solutions to financial institutions, announced today that it has agreed to acquire the regulatory-reporting and risk-reporting units of ConceptONE, a global provider of back-office investment services. Terms were not disclosed.

/Reporting/compliance

Bats Global Markets, T3 Index to launch SPYIX market volatility index

Bats Global Markets (Bats) and T3Index (T3) today announced the launch of the SPYIX (“the Spikes”), an index measuring expected 30-day volatility in the most actively traded security worldwide, the SPDR S&P 500 ETF (SPY).

/Reporting/compliance

Equiniti acquires Risk Factor and KYCnet

Equiniti Group plc, a leading provider of technology led solutions to clients with complex and regulated administration needs, today announces that it has completed the acquisitions of Risk Factor and KYCnet BV (KYCnet).

/Reporting/compliance

Fenergo signs Nikko Securities America

Fenergo, the leading provider of Regulatory Onboarding and Client Lifecycle Management software solutions for investment, corporate and private banks, has announced a new deal to provide Nikko Securities America, Inc. with Client Lifecycle Management with a prioritized regulatory focus on Anti-Money Laundering (AML), Know Your Customer (KYC) and Foreign Account Tax Compliance Act (FATCA).

/Reporting/compliance

Basel Committee issues proposed revisions to the operational risk capital framework

The Basel Committee has today issued for consultation proposed revisions to the operational risk capital framework.

/Reporting/compliance

GFT reports double-digit revenue and earnings growth

The GFT Group today announces its preliminary and unaudited figures for the fourth quarter and the full financial year 2015.

/Reporting/compliance

Vermilion goes live with reporting at Jyske Bank

Vermilion Software (‘Vermilion’), the leading global supplier of client reporting and communications software, announces that it has gone live with leading Danish private bank, Jyske Bank A/S (‘Jyske Bank’).

/Reporting/compliance

Athena Systems opens Singapore office

Athena Systems, provider of the Aura and Spark Portfolio Management, Trading, Risk, Compliance and Reporting platforms for hedge-funds and family-offices, today announced that they are opening a new office in Singapore to better meet the needs of the Asia-Pacific hedge-fund and family-office community.

/Reporting/compliance

Bisam acquires FinAnalytica

Bisam, the leading provider of sophisticated digital solutions for performance, attribution, GIPS compliance and reporting, today announced that it has acquired FinAnalytica, a multi-asset class solution for market risk, portfolio construction and investment decision analytics for the buy-side.

/Reporting/compliance

SimCorp connects order manager to Bloomberg's EMSXNET

SimCorp and Bloomberg today announced that SimCorp’s Order Manager has joined the partnership network of Bloomberg EMSxNET, a FIX network that provides order routing to brokers connected to the Bloomberg Professional service. E

/Reporting/compliance

EU adopts new rules on central clearing for credit derivatives

The European Commission has adopted a new set of rules that requires certain over-the-counter (OTC) credit derivative contracts to be cleared through central counterparties (CCPs).

/Reporting/compliance

Canadian securities regulators adopt amendments to early warning system

The Canadian Securities Administrators (CSA) announced today the publication of final amendments that are designed to provide greater transparency about holdings of reporting issuers’ securities under the early warning system.

/Reporting/compliance

Genesis Investment Management implements SimCorp Coric

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has announced that Genesis Investment Management (Genesis) has selected SimCorp’s end-to-end client communications and reporting suite, SimCorp Coric, to replace the firm’s incumbent client reporting automation solution.

/Reporting/compliance

Calastone launches Data Services

Calastone, the global funds transaction network, today announced the launch of Calastone Data Services, a global market intelligence solution offering fund managers detailed insight and transparency into their global fund distribution whilst also supporting client firms in meeting changing regulatory obligations.

/Reporting/compliance

Bats receives SEC approval for client suspension rule

Bats Global Markets (Bats) received Securities and Exchange Commission approval of the Bats Client Suspension Rule, assisting the company in taking swifter action to prohibit manipulative behavior, such as spoofing and layering, on the Bats Exchanges.

/Reporting/compliance

Nasdaq to apply machine intelligence to market surveillance via Digital Reasoning deal

Nasdaq (Nasdaq:NDAQ) and Digital Reasoning, a leader in cognitive computing, have announced a strategic alliance to offer next generation, holistic surveillance technology to the global capital markets, including the buy-side, brokers, regulators and exchanges.

/Reporting/compliance

Frost Consulting ships MiFID-compliant budgetting platform for investment research

Frost Consulting today launched FrostRB, a research valuation & budgeting software platform which gives asset managers the ability to establish monetary (dollar) values for specific unpriced research products and construct monetary research budgets that meet MiFID II research spending requirements.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept