Reporting/compliance

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FCA publishes third MiFID II consultation paper

The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

/Reporting/compliance

Esma consults on future rules for financial benchmarks

The European Securities and Markets Authority (ESMA) has today published a consultation paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement the Benchmarks Regulation (BR).

/Reporting/compliance

Dash adds full support for AML/KYC compliance with Coinfirm

For the first time, a major digital currency, Dash, has announced the direct cooperation with a blockchain compliance platform provider, Coinfirm.

/Reporting/compliance

Fico puts financial crime and compliance in the cloud

Leading analytics software firm FICO today announced that its FICO® TONBELLER Compliance Solutions are now available in the FICO® Analytic Cloud.

/Reporting/compliance

Banks willing to collaborate on shared KYC utility

Financial institutions around the world not only prioritize financial inclusion and financial transparency, but also share the desire to increase data sharing and collaboration with their peers to achieve it, according to a new study by LexisNexis Risk Solutions, a global big data, technology and analytic linking company.

/Reporting/compliance

ThinkMarkets deploys GBG for automatic client on-boarding

Leading multi-asset trading platform, ThinkMarkets, has implemented GBG’s online verification solution to enhance its account opening and anti-money laundering screening capabilities.

/Reporting/compliance

Accuity simplifies KYC with new Ultimate Beneficial Ownership Data

Understanding the risk that a financial counterparty represents to a financial institution is critical in deciding whether to continue to do business with an existing counterparty or to form a relationship with a new one.

/Reporting/compliance

Asset managers prioritise back office automation and regulatory reporting

Asset management professionals continue to prioritize back-office automation and managing increased regulatory reporting, according to the 2016 Asset Management Industry Trends Survey released today by Confluence, a global leader in investment data management automation for regulatory, financial and investor reporting.

/Reporting/compliance

Swift to launch new hosted Name Screening service

SWIFT announces today that it will launch a new hosted cloud service, Name Screening, designed to allow online search engine-style lookup of individual names. Developed to address the needs of small to midsized banks, investment managers and corporates, the service will complement Sanctions Screening, SWIFT’s hosted transaction screening tool.

/Reporting/compliance

Accuity launches dual-use goods screening engine

Accuity, the leading global provider of compliance solutions, has today launched its enhanced dual-use goods screening capability. This sophisticated screening engine intelligently differentiates between goods that could have civil and military purposes.

/Reporting/compliance

CFTC fines Barclays over trade confirmation fails

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position (EFRP) trades in violation of CFTC Regulations.

/Reporting/compliance

KY3P private cloud adds due dilligence questionnaire on vendor cyber security

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced an agreement with AITEC and the Alternative Investment Management Association (AIMA) to strategically strengthen its Know Your Third Party (KY3P) platform.

/Reporting/compliance

Tencent subsidiary Money Data turns to Thomson Reuters for AML compliance

Tencent’s subsidiary, Money Data Limited, has selected Thomson Reuters Risk solutions to comply with the Hong Kong Monetary Authority’s (HKMA) Anti Money Laundering (AML) and Countering the Financing of Terrorism (CFT) licensing requirements in its successful application to obtain the Stored Value Facilities (SVF) license under the Payment Systems and Stored Value Facilities Ordinance.

/Reporting/compliance

G-SIB US bank selects AxiomSL for regulatory reporting across Europe

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that one of the big four US banks has chosen AxiomSL’s capital calculation and reporting solutions for their two European subsidiaries in the UK and Ireland, as well as for their branches in the Netherlands, Switzerland, Luxembourg, Belgium, Germany, Italy, France and Spain.

/Reporting/compliance

Lombard Risk appoints new business development head for Emea

Lombard Risk Management plc (LSE: LRM), a leading provider of integrated regulatory compliance, collateral management and reporting solutions for the financial services industry, has appointed Adam Husted as Business Development Manager for EMEA.

/Reporting/compliance

Signicat launches FinTech Starter Pack

Signicat, the first and largest identity assurance provider in the world, today announced its FinTech Starter Pack to help new FinTech companies ensure immediate regulatory compliance.

/Reporting/compliance

Pegasystems upgrades client lifecycle management and KYC onboarding tech kit

Pegasystems Inc. (NASDAQ: PEGA), the software company empowering the world’s leading enterprises with strategic applications for customer engagement, today announced enhancements to its industry leading Pega Client Lifecycle Management (CLM) and Pega Know Your Customer (KYC) applications that provide the industry’s first unified solution for managing both corporate and personal banking customer journeys.

/Reporting/compliance

TruePTS allies with LEI Smart for counterparty data management

truePTS, the independent post-trade service provider for derivatives processing, has announced the launch of truePTS Counterparty Manager, a counterparty data management solution developed in partnership with LEI Smart.

/Reporting/compliance

Orange sets up shared compliance centre for African mobile money march

With the recent receipt of Electronic Money Establishment licenses (EME) in four countries (Senegal, Mali, Côte d’Ivoire and Guinea), Orange has further strengthened its position as a major player in the mobile financial services segment in Africa.

/Reporting/compliance

Swift's Sanctions Screening service pulls in 500th customer

SWIFT announces another important milestone for its hosted compliance services – the 500th customer for the SWIFT Sanctions Screening service.

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