Reporting/compliance

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Esma asks Commission to delay central clearing for small counterparties

The European Securities and Markets Authority (ESMA) has published today its final report regarding the amended application of the clearing obligation that financial counterparties with a limited volume of activity in OTC derivatives need to comply with under the European Market Infrastructure Regulation (EMIR).

/Reporting/compliance

Mizuho Bank chooses Wolters Kluwer’s OneSumX for regulatory reporting

Mizuho Bank’s Netherlands-based subsidiary has successfully implemented Wolters Kluwer’s OneSumX to provide a solution for risk calculations and multi country regulatory reporting.

/Reporting/compliance

Vermilion selected for private client reporting at Redmayne-Bentley

Vermilion Software (‘Vermilion’), the leading global supplier of client reporting and communications software, is delighted to announce that award-winning private client investment management firm Redmayne-Bentley LLP has chosen Vermilion Reporting Suite as its prime communications platform.

/Reporting/compliance

Latvia's Norvik Banka to fight financial crime with Fico

Analytic software firm FICO announced today that Norvik Banka, one of the oldest commercial banks in Latvia, will use the FICO® TONBELLER® Compliance Solutions to fight money laundering and financial crime.

Latin American banks turn to Swift to combat de-risking threat

/Reporting/compliance

Latin American banks turn to Swift to combat de-risking threat

Eight Latin American central banks have signed up to adopt Swift's sanctions screening service and KYC Registry in an effort to combat the threat posed to the region by de-risking measures imposed in correspondent banking relationships.

/Reporting/compliance

Broadridge launches tech to tackle conflict of interest rules

Broadridge Financial Solutions, Inc. (BR) today announced a new suite of technology driven solutions to help the investment community solve several of the most pressing challenges associated with the upcoming U.S. Department of Labor (DOL) Conflict of Interest Rule.

/Reporting/compliance

Clifford Chance applies AI to unearth legal implications of financial regs

International Law firm Clifford Chance LLP is working with Neota Logic Ltd, providers of intelligent software for legal and compliance, to develop automated solutions for assessing the impacts of regulatory rule changes on financial institutions.

/Reporting/compliance

Banks and brokers failing to deal with regulatory overload

Bankers, brokers and traders are not prepared to address the risks posed by the combination of regulatory pressures worldwide and technological advancements that are disrupting their industries, according to a new global survey published by FIS™ (NYSE: FIS) a global leader in financial services technology.

/Reporting/compliance

BFC Bank signs with iFinancial for AMLtrac

UK-based core banking and anti-money laundering software vendor International Financial Systems (iFinancial) has signed BFC Bank for its anti-money-laundering tool AMLtrac.

/Reporting/compliance

Ontario and Australian securities regulators strike fintech pact

Innovative fintech companies in Australia and Ontario will be able to draw on support from the combined resources of their financial regulators as they seek to operate in the others’ market, under a new agreement.

Abu Dhabi opens fintech RegLab

/Reporting/compliance

Abu Dhabi opens fintech RegLab

Abu Dhabi Global Market (ADGM) has opened the doors to applications from local and international fintech firms to test their services in a sandbox regime under the auspices of a newly-created 'RegLab'.

/Reporting/compliance

Pinsent Masons calls for clearer regulatory guidance on robo-advice

Financial regulation and technology experts at international law firm Pinsent Masons call for end to 'advice versus guidance' debate to avoid hindering innovation in robo advice.

/Reporting/compliance

RegTech company FundApps opens US Office

FundApps, a RegTech startup from London, has officially opened its first US office with a presence in Midtown Manhattan, New York - all without a penny in venture capital or equity funding.

/Reporting/compliance

Securities Commission Malaysia issues new cyber resilience guidelines

Securities Commission Malaysia (SC) today issued new guidelines to enhance cyber resilience of the capital market by requiring capital market entities to establish and implement effective governance measures to counter cyber risk and protect investors.

/Reporting/compliance

Latvia's ABLV Bank selects Wolters Kluwer for regulatory reporting

ABLV Bank, the Latvia-based private bank, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting software for both its Latvian headquarters and its Luxembourg-based subsidiary, including European Banking Authority reporting obligations.

/Reporting/compliance

LGT signs with BearingPoint for regulatory reporting

LGT, one of the largest private banking groups in the world, has decided on BearingPoint’s proven RegTech software ABACUS/DaVinci as the group-wide solution for the reporting of financial information according to the ECB regulation on reporting of supervisory financial information (FinRep).

/Reporting/compliance

Modulr appoints Contego for KYC checks

Contego, the multi-source identity verification and risk-scoring platform, today announced that Modulr, an API platform that simplifies complex payment flows, has selected Contego to carry out checks on companies based in the UK and internationally to help ensure compliance with Know Your Customer (KYC) and Know Your Business (KYB) requirements.

/Reporting/compliance

Jumio brings facial recognition to KYC process

Jumio, the leading digital ID verification company, today announced the company has added the ability to conduct biometric facial recognition to Netverify.

/Reporting/compliance

Trulioo extends AML/KYC footprint to 60 countries

Trulioo, the leading global identity verification company, today announced that it now offers real-time identity verification coverage in 60 countries through its GlobalGateway platform.

/Reporting/compliance

Trade Informatics brings counterparty management and compliance suite to Europe

Trade Informatics, a global financial technology company headquartered in the US, today announced the European launch of PLIA, its pioneering cloud-based counterparty management and comPLIAnce solution.

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